# Axa Assistance Usa, INC. 401(k) Plan
Source: https://planprovider.pro/companies/axa-assistance-usa-inc-401k-plan

> Axa Assistance Usa, INC.'s 401(k) plan: 204 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Axa Assistance Usa, INC.

- **Sponsor EIN:** 363235090

- **Sponsor Address:** 180 N STETSON AVE STE 3650, CHICAGO, IL, 606016709

- **Plan Type:** 401(k)

- **Total Participants:** 204

- **Total Assets:** $26.5M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|204|$26.5M|$455,017|$1.5M|

| 2023|208|$23.3M|$439,166|$1.4M|

| 2022|203|$18.5M|$425,419|$1.4M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| NFP RETIREMENT INC|INVESTMENT ADVISOR|$49,139|—|$49,139|

| EMPOWER ANNUITY INSURANCE COMPANY O|RECORDKEEPER|$39,771|—|$39,771|

| FLEXPATH STRATEGIES LLC|INVESTMENT ADVISOR|$11,827|—|$11,827|

| EMPOWER ADVISORY GROUP, LLC|INVESTMENT MGMT|$7,905|—|$7,905|

| CBIZ CPAS|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $108,642

- **Estimated Expense Ratio:** 0.411% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$108,642|$68,871|—|—|—|

| 2023|$115,486|$56,438|—|—|—|

| 2022|$87,655|$52,416|$35,239|—|—|

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