# Auburn National Bancorporation, INC. 401(k) Plan
Source: https://planprovider.pro/companies/auburn-national-bancorporation-inc-401k-plan

> Auburn National Bancorporation, INC.'s 401(k) plan: 150 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Auburn National Bancorporation, INC.

- **Sponsor EIN:** 630885779

- **Sponsor Address:** 100 NORTH GAY STREET, AUBURN, AL, 368313110

- **Plan Type:** 401(k)

- **Total Participants:** 150

- **Total Assets:** $13.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|150|$13.7M|$329,712|$646,411|

| 2023|147|$11.9M|$328,443|$550,144|

| 2022|151|$10.1M|$300,014|$559,753|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SMITH & HOWARD|Auditor|$5,250|—|$5,250|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $5,250

- **Estimated Expense Ratio:** 0.038% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$63,232|$31,750|—|$5,250|—|

| 2023|$55,817|$26,174|—|—|—|

| 2022|$60,873|—|$60,873|—|—|

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