# Assertio Management, LLC 401(k) Plan
Source: https://planprovider.pro/companies/assertio-management-llc-401k-plan-001-2867

> Assertio Management, LLC's 401(k) plan: 57 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Assertio Management, LLC

- **Sponsor EIN:** 850772867

- **Sponsor Address:** 100 S SAUNDERS RD STE 300, LAKE FOREST, IL, 600452508

- **Plan Type:** 401(k)

- **Total Participants:** 57

- **Total Assets:** $17.3M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|57|$17.3M|$607,275|$1.1M|

| 2023|81|$16.1M|$428,394|$767,550|

| 2022|29|$14.8M|$181,293|$353,140|

| 2021|21|$17.9M|$0|$0|

| 2020|123|$21.5M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| FORVIS MAZARS LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FORVIS MAZARS LLP](https://planprovider.pro/provider/forvis-mazars-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$67,461|—|$67,461|—|—|

| 2023|$58,296|—|$58,296|—|—|

| 2022|$63,233|—|$63,233|—|—|

| 2021|$83,846|—|$83,846|—|—|

| 2020|$89,044|—|$89,044|—|—|

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