# Ariel Investments, LLC 401(k) Plan
Source: https://planprovider.pro/companies/ariel-investments-llc-401k-plan

> Ariel Investments, LLC's 401(k) plan: 148 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Ariel Investments, LLC

- **Sponsor EIN:** 020712418

- **Sponsor Address:** 200 E. RANDOLPH STREET, CHICAGO, IL, 60601

- **Plan Type:** 401(k)

- **Total Participants:** 148

- **Total Assets:** $50.4M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|148|$50.4M|$838,696|$2.1M|

| 2023|129|$43.1M|$768,038|$1.9M|

| 2022|122|$34.6M|$724,103|$1.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CBIZ CPAS, P.C.|Auditor|—|—|$0|

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $0

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$1,992|—|—|—|—|

| 2023|$5,437|—|—|—|—|

| 2022|$1,613|—|—|—|—|

## Similar Plans

- [Radix Trading LLC](https://planprovider.pro/companies/radix-trading-llc-401k-plan) — 138 participants

- [Paylink Payment Plans, LLC](https://planprovider.pro/companies/paylink-payment-plans-llc-401k-plan) — 137 participants

- [Channeled Resources, INC.](https://planprovider.pro/companies/channeled-resources-inc-401k-plan) — 134 participants

- [Shore Capital Partners Management LP](https://planprovider.pro/companies/shore-capital-partners-management-lp-401k-plan) — 168 participants

- [Wacker Services Corp.](https://planprovider.pro/companies/wacker-services-corp-401k-plan) — 126 participants

- [Pma Financial Network, LLC](https://planprovider.pro/companies/pma-financial-network-llc-401k-plan) — 175 participants

[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/ariel-investments-llc-401k-plan)

© 2026 PlanProvider.Pro