# Apex Fund Services (Charlotte) LLC 401(k) Plan
Source: https://planprovider.pro/companies/apex-fund-services-charlotte-llc-401k-plan

> Apex Fund Services (Charlotte) LLC's 401(k) plan: 655 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Apex Fund Services (Charlotte) LLC

- **Sponsor EIN:** 421644246

- **Sponsor Address:** 150 E 52ND ST, NEW YORK, NY, 100226017

- **Plan Type:** 401(k)

- **Total Participants:** 655

- **Total Assets:** $49.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|655|$49.2M|$2.6M|$5.3M|

| 2023|336|$23.1M|$1.3M|$3.1M|

| 2022|485|$17.4M|$1.1M|$2.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| ALLIANT INSURANCE SERVICES, INC.|CONTRACT ADMINISTRATOR|$74,466|$19,996|$94,462|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$70,152|—|$70,152|

| WITHUM SMITH +BROWN, PC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [WITHUM SMITH +BROWN, PC](https://planprovider.pro/provider/withumsmithbrown-pc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $164,614

- **Estimated Expense Ratio:** 0.335% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$144,208|$55,494|$88,714|—|—|

| 2023|$66,035|—|$66,035|—|—|

| 2022|$44,294|—|$44,294|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/apex-fund-services-charlotte-llc-401k-plan)

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