# American University 403(b) Plan
Source: https://planprovider.pro/companies/american-university-530196549-001

> American University's 403(b) plan: 5,612 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** American University

- **Sponsor EIN:** 530196549

- **Sponsor Address:** 4400 MASSACHUSETTS AVENUE, NW, WASHINGTON, DC, 20016

- **Plan Type:** 403(b)

- **Plan Number:** 001

- **Total Participants:** 5,612

- **Total Assets:** $1.4B

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** Yes

- **Allows Roth Contributions:** Yes

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|5,612|$1.4B|$22.3M|$23.1M|

| 2023|2,950|$1.3B|$22.0M|$22.4M|

| 2022|2,668|$1.1B|$20.8M|$21.2M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CAP FINANCIAL PARTNERS, LLC|Investment Advisor|$97,130|—|$97,130|

| FIDELITY INVS INST OPER CO, LLC|Recordkeeper|$67,149|—|$67,149|

| SB & COMPANY, LLC|Auditor|$20,680|—|$20,680|

| TIAA-CREF|Investment Advisor|$11,403|—|$11,403|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [FIDELITY INVS INST OPER CO, LLC](https://planprovider.pro/provider/fidelity-investments) — Recordkeeper

- [SB & COMPANY, LLC](https://planprovider.pro/provider/sb-and-company-llc) — Auditor

- [TIAA-CREF](https://planprovider.pro/provider/tiaa-teachers-insurance-and-annuity-association-of-america-college-retirement-equities-fund) — Investment Advisor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $196,362

- **Estimated Expense Ratio:** 0.015% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$313,288|$51,615|$187,697|—|—|

| 2023|$289,866|$46,511|$206,522|—|—|

| 2022|$253,188|$39,249|$10,356|—|$203,583|

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- [American University](https://planprovider.pro/companies/american-university-530196549-510) — 2,625 participants

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