# Equiniti Trust Company 401(k) Plan
Source: https://planprovider.pro/companies/american-stock-transfer-trust-company-llc-401k-plan

> Equiniti Trust Company's 401(k) plan: 977 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Equiniti Trust Company

- **Sponsor EIN:** 133439945

- **Sponsor Address:** 48 WALL STREET, NEW YORK, NY, 10005

- **Plan Type:** 401(k)

- **Total Participants:** 977

- **Total Assets:** $126.9M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|977|$126.9M|$3.8M|$8.2M|

| 2023|1,181|$108.7M|$3.8M|$8.2M|

| 2022|0|$0|$705,031|$4.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINICIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$149,467|—|$149,467|

| COMPASS RETIREMENT CONSULTING GROUP|CONTRACT ADMINISTRATOR|$41,815|$25,000|$66,815|

| MMA SECURITIES LLC|INVESTMENT ADVISORY|$61,969|$31|$62,000|

| COMPASS 360, LLC|CONTRACT ADMINISTRATOR|$34,963|$48|$35,011|

| GRAY, GRAY & GRAY LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MMA SECURITIES LLC](https://planprovider.pro/provider/lpl-financial-llc) — INVESTMENT ADVISORY

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $313,293

- **Estimated Expense Ratio:** 0.247% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$283,874|$61,958|$221,916|—|—|

| 2023|$218,791|$60,455|$158,336|—|—|

| 2022|$95,973|—|—|—|$95,973|

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