# American Financial Network, INC. 401(k) Plan
Source: https://planprovider.pro/companies/american-financial-network-inc-401k-plan-001-6828

> American Financial Network, INC.'s 401(k) plan: 1,176 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** American Financial Network, INC.

- **Sponsor EIN:** 954866828

- **Sponsor Address:** 10 POINTE DRIVE, BREA, CA, 92821

- **Plan Type:** 401(k)

- **Total Participants:** 1,176

- **Total Assets:** $43.2M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|1,176|$43.2M|$0|$4.9M|

| 2023|968|$43.0M|$0|$5.1M|

| 2022|1,547|$43.6M|$1.5M|$9.3M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| VOYA RETIREMENT INSURANCE & ANNUITY|SERVICE PROVIDER|$97,439|$1,002|$98,441|

| EQUITABLE ADVISORS LLC|SERVICE PROVIDER|—|$66,071|$66,071|

| ERISA SMART|SERVICE PROVIDER|$31,239|—|$31,239|

| ADMINISTRATIVE FIDUCIARY SERVICE|SERVICE PROVIDER|$8,825|—|$8,825|

| MORNINGSTAR|SERVICE PROVIDER|—|$6,099|$6,099|

| WITHUM SMITH + BROWN PC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [MORNINGSTAR](https://planprovider.pro/provider/jp-morgan-asset-management) — SERVICE PROVIDER

- [WITHUM SMITH + BROWN PC](https://planprovider.pro/provider/withumsmithbrown-pc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $210,675

- **Estimated Expense Ratio:** 0.488% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$137,503|—|—|—|—|

| 2023|$306,116|$306,116|—|—|—|

| 2022|$367,671|$367,671|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/american-financial-network-inc-401k-plan-001-6828)

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