# Allworth Financial, LP 401(k) Plan
Source: https://planprovider.pro/companies/allworth-financial-lp-401k-plan

> Allworth Financial, LP's 401(k) plan: 517 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Allworth Financial, LP

- **Sponsor EIN:** 680372662

- **Sponsor Address:** 340 PALLADIO PARKWAY, FOLSOM, CA, 95630

- **Plan Type:** 401(k)

- **Total Participants:** 517

- **Total Assets:** $76.7M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** Yes

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|517|$76.7M|$3.6M|$5.9M|

| 2023|395|$63.1M|$2.9M|$5.0M|

| 2022|352|$45.8M|$2.4M|$4.1M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| NEWPORT GROUP, INC.|RECORDKEEPER|$70,182|—|$70,182|

| NEWPORT TRUST COMPANY|TRUSTEE|$14,642|—|$14,642|

| ERNST WINTTER & ASSOCIATES LLP|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [ERNST WINTTER & ASSOCIATES LLP](https://planprovider.pro/provider/ernst-wintter-and-associates-llp) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $84,824

- **Estimated Expense Ratio:** 0.111% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$84,824|—|$52|—|—|

| 2023|$62,618|—|—|—|—|

| 2022|$48,851|—|$48,851|—|—|

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