# Allen Overy Shearman Sterling Us LLP 401(k) Plan
Source: https://planprovider.pro/companies/allen-overy-shearman-sterling-us-llp-135514352-112

> Allen Overy Shearman Sterling Us LLP's 401(k) plan: 0 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Allen Overy Shearman Sterling Us LLP

- **Sponsor EIN:** 135514352

- **Sponsor Address:** 599 LEXINGTON AVENUE, NEW YORK, NY, 10022

- **Plan Type:** 401(k)

- **Plan Number:** 112

- **Total Participants:** 0

- **Total Assets:** $370.5M

## Key Plan Design Features

- **Auto-Enrollment:** No

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** No

- **ERISA Section 404(c) Fiduciary Safe Harbor:** No

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|0|$370.5M|$0|$0|

| 2023|0|$364.8M|$0|$0|

| 2022|0|$357.5M|$0|$0|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| CITIGROUP GLOBAL MARKETS INC|Other Service Provider|$1,165,046|—|$1,165,046|

| PENTWATER EVENT FUND LTD.|Other Service Provider|—|$250,085|$250,085|

| PALESTRA CAPITAL MANAGEMENT GP LLC|Other Service Provider|—|$159,739|$159,739|

| FIDUCIENT ADVISORS|Other Service Provider|$93,348|—|$93,348|

| DELAWARE CHARTER GUARANTEE & TRUST|Custodian / Trustee|$72,115|—|$72,115|

| PALESTRA CAPITAL MANAGEMENT LLC|Other Service Provider|—|$47,172|$47,172|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [DELAWARE CHARTER GUARANTEE & TRUST](https://planprovider.pro/provider/principal-financial-group-inc) — Custodian / Trustee

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $1,787,505

- **Estimated Expense Ratio:** 0.483% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$1,281,680|$1,258,394|—|—|—|

| 2023|$1,871,219|$1,013,629|—|—|—|

| 2022|$2,902,054|$2,645,829|—|—|$17,675|

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