# Advanced Emissions Solutions, INC. 401(k) Plan
Source: https://planprovider.pro/companies/advanced-emissions-solutions-inc-401k-plan

> Advanced Emissions Solutions, INC.'s 401(k) plan: 202 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** Advanced Emissions Solutions, INC.

- **Sponsor EIN:** 275472457

- **Sponsor Address:** 8051 E. MAPLEWOOD AVE., GREENWOOD VILLAGE, CO, 80111

- **Plan Type:** 401(k)

- **Total Participants:** 202

- **Total Assets:** $19.7M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** No

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|202|$19.7M|$1.2M|$1.2M|

| 2023|174|$17.9M|$555,947|$1.1M|

| 2022|146|$15.4M|$480,550|$980,870|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| SYM FINANCIAL CORPORATION|NONE|$46,213|—|$46,213|

| SCHWAB RETIREMENT PLAN SERVICES,INC|NONE|$26,720|—|$26,720|

| HAYNIE & COMPANY|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [SYM FINANCIAL CORPORATION](https://planprovider.pro/provider/sym-financial-advisors) — NONE

- [SCHWAB RETIREMENT PLAN SERVICES,INC](https://planprovider.pro/provider/charles-schwab-and-co-inc) — NONE

- [HAYNIE & COMPANY](https://planprovider.pro/provider/haynie-and-company) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $72,933

- **Estimated Expense Ratio:** 0.369% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$72,933|$46,213|—|—|—|

| 2023|$72,925|$48,363|—|—|—|

| 2022|$71,523|$47,948|—|—|—|

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[View full interactive plan profile on PlanProvider.Pro](https://planprovider.pro/companies/advanced-emissions-solutions-inc-401k-plan)

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