# A. Finkl & Sons Co. 401(k) Plan
Source: https://planprovider.pro/companies/a-finkl-sons-co-401k-plan

> A. Finkl & Sons Co.'s 401(k) plan: 322 participants, plan year 2024 financials, providers, and benchmarks from Form 5500.

Form 5500 filing data for plan year 2024.

## Plan Snapshot

- **Plan Sponsor:** A. Finkl & Sons Co.

- **Sponsor EIN:** 362815417

- **Sponsor Address:** 1355 E. 93RD STREET, CHICAGO, IL, 606198004

- **Plan Type:** 401(k)

- **Total Participants:** 322

- **Total Assets:** $44.0M

## Key Plan Design Features

- **Auto-Enrollment:** Yes

- **Auto-Escalation:** No

- **Allows Roth Contributions:** Yes

- **Participant Loans:** No

- **Participant-Directed Investments:** Yes

- **ERISA Section 404(c) Fiduciary Safe Harbor:** Yes

## Plan Financials by Year

| Year|Participants|Total Assets|Employer Contrib.|Employee Contrib.|

| 2024|322|$44.0M|$1.8M|$2.0M|

| 2023|289|$40.0M|$1.4M|$1.7M|

| 2022|292|$36.2M|$1.4M|$1.7M|

## Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

| Provider Name|
Role|
Direct Compensation|
Indirect Compensation|
Total Fees|

| PRINCIPAL LIFE INSURANCE COMPANY|CONTRACT ADMINISTRATOR|$93,672|—|$93,672|

| INVESTMENT NAVIGATION LL|INVESTMENT ADVISORY|$5,239|$19,455|$24,694|

| UBS FINANCIAL SERVICES INC|INVESTMENT ADVISORY|—|$9,745|$9,745|

| PLANTE & MORAN, PLLC|Auditor|—|—|$0|

### Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

- [UBS FINANCIAL SERVICES INC](https://planprovider.pro/provider/aspire-financial-services) — INVESTMENT ADVISORY

- [PLANTE & MORAN, PLLC](https://planprovider.pro/provider/plante-and-moran-pllc) — Auditor

## Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

- **Total Service Provider Fees:** $128,111

- **Estimated Expense Ratio:** 0.291% of plan assets

### Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

| Year|
Total Admin Expenses|
Investment Mgmt Fees|
Contract Admin Fees|
IQPA Audit Fees|
Professional Fees|

| 2024|$98,911|$5,238|$93,673|—|—|

| 2023|$116,532|—|$116,532|—|—|

| 2022|$111,487|—|$111,487|—|—|

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