# Top 403(b) Plan Auditors
Source: https://planprovider.pro/auditors/403b?page=7

> Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Browse 934 providers in this category.

## Provider ranking

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### [Haines, Isenbarger & Skiba, LLC](https://planprovider.pro/provider/haines-isenbarger-and-skiba-llc)

Employee Benefit Plan Auditor

Fort Wayne, IN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $16M under management

**Company:** Est. 1998

[View Profile](https://planprovider.pro/provider/haines-isenbarger-and-skiba-llc)

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### [Harrington Langer & Associates](https://planprovider.pro/provider/harrington-langer-and-associates)

Employee Benefit Plan Auditor

Saint Paul, MN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $8M under management

**Company:** Est. 1985

[View Profile](https://planprovider.pro/provider/harrington-langer-and-associates)

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### [James Moore & Co., P.L.](https://planprovider.pro/provider/james-moore-and-co-pl)

Employee Benefit Plan Auditor

Gainesville, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $651M under management

**Company:** Est. 1964

[View Profile](https://planprovider.pro/provider/james-moore-and-co-pl)

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### [Jones, Nale & Mattingly PLC](https://planprovider.pro/provider/jones-nale-and-mattingly-plc)

Employee Benefit Plan Auditor

Louisville, KY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $38M under management

**Company:** Est. 1940

[View Profile](https://planprovider.pro/provider/jones-nale-and-mattingly-plc)

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### [Kimberlin Company, PLLC](https://planprovider.pro/provider/kimberlin-company-pllc)

Employee Benefit Plan Auditor

Chandler, AZ

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $14M under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/kimberlin-company-pllc)

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### [KKDLY LLC](https://planprovider.pro/provider/kkdly-llc)

Employee Benefit Plan Auditor

Honolulu, HI

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $211M under management

**Company:** Est. 2001

[View Profile](https://planprovider.pro/provider/kkdly-llc)

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### [Lilling & Company LLP](https://planprovider.pro/provider/lilling-and-company-llp)

Employee Benefit Plan Auditor

Port Washington, NY

**Credentials:** AICPA Member • Plan Audit Quality Center (EBPAQC)

**Stats:** 3 plans audited • $95M under management

**Company:** Est. 1984

[View Profile](https://planprovider.pro/provider/lilling-and-company-llp)

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### [Loftis & Lovato Group](https://planprovider.pro/provider/loftis-and-lovato-group)

Employee Benefit Plan Auditor

Albuquerque, NM

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $30M under management

[View Profile](https://planprovider.pro/provider/loftis-and-lovato-group)

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### [MC Group Hawaii, Inc.](https://planprovider.pro/provider/mc-group-hawaii-inc)

Employee Benefit Plan Auditor

Honolulu, HI

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $34M under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/mc-group-hawaii-inc)

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### [McCall Scanlon & Tice LLC](https://planprovider.pro/provider/mccall-scanlon-and-tice-llc)

Employee Benefit Plan Auditor

Pittsburgh, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $80M under management

**Company:** Est. 2008

[View Profile](https://planprovider.pro/provider/mccall-scanlon-and-tice-llc)

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### [Nawrocki Smith LLP](https://planprovider.pro/provider/nawrocki-smith-llp)

Employee Benefit Plan Auditor

Melville, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $55M under management

**Company:** Est. 1986

[View Profile](https://planprovider.pro/provider/nawrocki-smith-llp)

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### [Novak Francella LLC](https://planprovider.pro/provider/novak-francella-llc)

Employee Benefit Plan Auditor

Bala Cynwyd, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $11M under management

**Company:** Est. 2003 • 142 employees

[View Profile](https://planprovider.pro/provider/novak-francella-llc)

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### [One River CPAS](https://planprovider.pro/provider/one-river-cpas)

Employee Benefit Plan Auditor

Oakland, ME

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $26M under management

**Company:** Est. 1984

[View Profile](https://planprovider.pro/provider/one-river-cpas)

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### [Parsons CPA PLLC](https://planprovider.pro/provider/parsons-cpa-pllc)

Employee Benefit Plan Auditor

Charlotte, NC

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $14M under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/parsons-cpa-pllc)

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### [Regier Carr & Monroe, LLP, CPAS](https://planprovider.pro/provider/regier-carr-and-monroe-llp-cpas)

Employee Benefit Plan Auditor

Wichita, KS

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $57M under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/regier-carr-and-monroe-llp-cpas)

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### [Robinson, Farmer, Cox Associates](https://planprovider.pro/provider/robinson-farmer-cox-associates)

Employee Benefit Plan Auditor

Charlottesville, VA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $61M under management

**Company:** Est. 1953 • 350 employees

[View Profile](https://planprovider.pro/provider/robinson-farmer-cox-associates)

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### [Sax LLP](https://planprovider.pro/provider/sax-llp)

Employee Benefit Plan Auditor

Clifton, NJ

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $48M under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/sax-llp)

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### [Sciarabba Walker & Co., LLP](https://planprovider.pro/provider/sciarabba-walker-and-co-llp)

Employee Benefit Plan Auditor

Ithaca, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $172M under management

**Company:** Est. 1976

[View Profile](https://planprovider.pro/provider/sciarabba-walker-and-co-llp)

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### [Smoak, Davis & Nixon LLP](https://planprovider.pro/provider/smoak-davis-and-nixon-llp)

Employee Benefit Plan Auditor

Jacksonville, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $55M under management

**Company:** Est. 1924

[View Profile](https://planprovider.pro/provider/smoak-davis-and-nixon-llp)

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### [Stowe & Degon LLC](https://planprovider.pro/provider/stowe-and-degon-llc)

Employee Benefit Plan Auditor

Westborough, MA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $569M under management

**Company:** Est. 1997

[View Profile](https://planprovider.pro/provider/stowe-and-degon-llc)

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### [Suttle & Stalnaker, PLLC](https://planprovider.pro/provider/suttle-and-stalnaker-pllc)

Employee Benefit Plan Auditor

Charleston, WV

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $333M under management

**Company:** Est. 1973

[View Profile](https://planprovider.pro/provider/suttle-and-stalnaker-pllc)

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### [Wendling Noe Nelson & Johnson LLC](https://planprovider.pro/provider/wendling-noe-nelson-and-johnson-llc)

Employee Benefit Plan Auditor

Topeka, KS

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $35M under management

**Company:** Est. 1986 • 28 employees

[View Profile](https://planprovider.pro/provider/wendling-noe-nelson-and-johnson-llc)

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### [Yount, Hyde & Barbour, P.C.](https://planprovider.pro/provider/yount-hyde-and-barbour-pc)

Employee Benefit Plan Auditor

Winchester, VA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 3 plans audited • $52M under management

**Company:** Est. 1947

[View Profile](https://planprovider.pro/provider/yount-hyde-and-barbour-pc)

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### [ADKF P.C.](https://planprovider.pro/provider/adkf-pc)

Employee Benefit Plan Auditor

San Antonio, TX

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 2 plans audited • $14M under management

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/adkf-pc)

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### [Alan C. Young & Associates](https://planprovider.pro/provider/alan-c-young-and-associates)

Employee Benefit Plan Auditor

Detroit, MI

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 2 plans audited • $9M under management

**Company:** Est. 1983

[View Profile](https://planprovider.pro/provider/alan-c-young-and-associates)

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# Finding the Right 403(b) Auditor for Your Retirement Plan

If you sponsor a 403(b) retirement plan, ensuring compliance and accuracy is critical. A qualified **403b auditor** plays a key role in protecting the plan's participants and meeting regulatory requirements set by the Department of Labor (DOL) and the Internal Revenue Service (IRS).

Retirement plans for tax-exempt organizations, such as schools, hospitals, and non-profits, must adhere to complex rules regarding their plan documents, operations, and financial reporting. When your plan reaches a certain size (typically 100 or more participants), an annual independent audit performed by an experienced **403b auditor** is often mandatory. This audit verifies the financial statements and ensures that the plan operates in accordance with the plan document and IRS/DOL regulations.

## What Does a 403(b) Audit Cover?

Working with an auditor who specializes in employee benefit plans, particularly 403(b) plans, is essential. The auditing procedures focus on several critical areas:

- **Plan Document Compliance:** The auditor verifies that the written plan document satisfies all 403(b) requirements and was timely adopted. Inconsistencies between the plan document and employee handbook should be identified and resolved.

- **Review of Plan Operations:** This includes checking internal controls, ensuring proper administration, and verifying that the plan's operations align with the written document and tax code.

- **Financial Statement Accuracy:** Auditors apply procedures to ensure that the beginning balance of net assets available for benefits is materially correct, which impacts the current year's statement of changes in net assets available for benefits.

- **Regulatory Guidance:** A qualified **403b auditor** provides guidance on IRS and DOL compliance requirements and assists with Form 5500 filing.

## Best Practices for 403(b) Plan Sponsors

While the auditor confirms compliance, plan sponsors have fiduciary oversight responsibilities. Key governance areas include:

- Maintaining a robust governance structure.

- Regularly reviewing investment lineup and fund options.

- Ensuring fee transparency and reasonableness.

- Properly managing record-keeping.

Choosing a firm with deep experience in auditing 403(b) plans is a best practice. Firms that audit various employee benefit plans, including defined contribution, 401(k), and 403(b) plans, often possess the specialized knowledge required to perform a thorough and accurate audit. Look for firms that offer actionable recommendations for improvement and clear communication throughout the process.

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