# Top 403(b) Plan Auditors
Source: https://planprovider.pro/auditors/403b?page=34

> Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Browse 934 providers in this category.

## Provider ranking

- 

### [Servatius, O'Brien & Fong, LLP](https://planprovider.pro/provider/servatius-obrien-and-fong-llp)

Employee Benefit Plan Auditor

Torrance, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1986

[View Profile](https://planprovider.pro/provider/servatius-obrien-and-fong-llp)

- 

### [SFW Partners, LLC](https://planprovider.pro/provider/sfw-partners-llc)

Employee Benefit Plan Auditor

St Louis, MO

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/sfw-partners-llc)

- 

### [Shapiro & Duffalo, P.C.](https://planprovider.pro/provider/shapiro-and-duffalo-pc)

Employee Benefit Plan Auditor

New York, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/shapiro-and-duffalo-pc)

- 

### [Sharon Schroder, CPA](https://planprovider.pro/provider/sharon-schroder-cpa)

Employee Benefit Plan Auditor

Pierce, WA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

[View Profile](https://planprovider.pro/provider/sharon-schroder-cpa)

- 

### [Sheffield, Trackwell & Rapp, LLC](https://planprovider.pro/provider/sheffield-trackwell-and-rapp-llc)

Employee Benefit Plan Auditor

Houston, TX

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1979

[View Profile](https://planprovider.pro/provider/sheffield-trackwell-and-rapp-llc)

- 

### [Shultz Huber & Associates, Inc.](https://planprovider.pro/provider/shultz-huber-and-associates-inc)

Employee Benefit Plan Auditor

Defiance, OH

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1969

[View Profile](https://planprovider.pro/provider/shultz-huber-and-associates-inc)

- 

### [Siana Carr O'Connor & Lynam, LLP](https://planprovider.pro/provider/siana-carr-oconnor-and-lynam-llp)

Employee Benefit Plan Auditor

Paoli, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/siana-carr-oconnor-and-lynam-llp)

- 

### [Silas Simmons, LLP](https://planprovider.pro/provider/silas-simmons-llp)

Employee Benefit Plan Auditor

Natchez, MS

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1932

[View Profile](https://planprovider.pro/provider/silas-simmons-llp)

- 

### [Silvio, Walker & Associates, LLP](https://planprovider.pro/provider/silvio-walker-and-associates-llp)

Employee Benefit Plan Auditor

Baton Rouge, LA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1971

[View Profile](https://planprovider.pro/provider/silvio-walker-and-associates-llp)

- 

### [Simione Macca & Larrow, LLP](https://planprovider.pro/provider/simione-macca-and-larrow-llp)

Employee Benefit Plan Auditor

**Company:** Est. 1973

[View Profile](https://planprovider.pro/provider/simione-macca-and-larrow-llp)

- 

### [Simon Lever LLC](https://planprovider.pro/provider/simon-lever-llc)

Employee Benefit Plan Auditor

Lancaster, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1951

[View Profile](https://planprovider.pro/provider/simon-lever-llc)

- 

### [Smolin, Lupin & Co., LLC](https://planprovider.pro/provider/smolin-lupin-and-co-llc)

Employee Benefit Plan Auditor

Fairfield, NJ

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1947 • 102 employees

[View Profile](https://planprovider.pro/provider/smolin-lupin-and-co-llc)

- 

### [Snyder & Clemente](https://planprovider.pro/provider/snyder-and-clemente)

Employee Benefit Plan Auditor

Kingston, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1967

[View Profile](https://planprovider.pro/provider/snyder-and-clemente)

- 

### [Snyder Cohn, PC](https://planprovider.pro/provider/snyder-cohn-pc)

Employee Benefit Plan Auditor

North Bethesda, MD

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1927

[View Profile](https://planprovider.pro/provider/snyder-cohn-pc)

- 

### [Soukup, Bush & Associates, P.C.](https://planprovider.pro/provider/soukup-bush-and-associates-pc)

Employee Benefit Plan Auditor

Fort Collins, CO

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1989

[View Profile](https://planprovider.pro/provider/soukup-bush-and-associates-pc)

- 

### [Southbridge Advisors](https://planprovider.pro/provider/southbridge-advisors)

Employee Benefit Plan Auditor

Marietta, GA

[View Profile](https://planprovider.pro/provider/southbridge-advisors)

- 

### [Spafford & Landry, Inc.](https://planprovider.pro/provider/spafford-and-landry-inc)

Employee Benefit Plan Auditor

Redlands, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1999

[View Profile](https://planprovider.pro/provider/spafford-and-landry-inc)

- 

### [Spoor Bunch Franz](https://planprovider.pro/provider/spoor-bunch-franz)

Employee Benefit Plan Auditor

St. Petersburg, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1971

[View Profile](https://planprovider.pro/provider/spoor-bunch-franz)

- 

### [Squire & Company, PC](https://planprovider.pro/provider/squire-and-company-pc)

Employee Benefit Plan Auditor

Orem, UT

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1973

[View Profile](https://planprovider.pro/provider/squire-and-company-pc)

- 

### [SSA, P.C.](https://planprovider.pro/provider/ssa-pc)

Employee Benefit Plan Auditor

Colorado Springs, CO

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/ssa-pc)

- 

### [SSC CPAS, P.A.](https://planprovider.pro/provider/ssc-cpas-pa)

Employee Benefit Plan Auditor

Topeka, KS

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1984 • 80 employees

[View Profile](https://planprovider.pro/provider/ssc-cpas-pa)

- 

### [Stancil PC](https://planprovider.pro/provider/stancil-pc)

Employee Benefit Plan Auditor

Raleigh, NC

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1971

[View Profile](https://planprovider.pro/provider/stancil-pc)

- 

### [Stelmack Dobransky & Eannace LLC](https://planprovider.pro/provider/stelmack-dobransky-and-eannace-llc)

Employee Benefit Plan Auditor

McMurray, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1977

[View Profile](https://planprovider.pro/provider/stelmack-dobransky-and-eannace-llc)

- 

### [Stephens, Reidinger & Beller LLP](https://planprovider.pro/provider/stephens-reidinger-and-beller-llp)

Employee Benefit Plan Auditor

Newport Beach, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1995

[View Profile](https://planprovider.pro/provider/stephens-reidinger-and-beller-llp)

- 

### [Steven M DeRouen & Associates LLC](https://planprovider.pro/provider/steven-m-derouen-and-associates-llc)

Employee Benefit Plan Auditor

Lake Charles, LA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2014

[View Profile](https://planprovider.pro/provider/steven-m-derouen-and-associates-llc)

"

# Finding the Right 403(b) Auditor for Your Retirement Plan

If you sponsor a 403(b) retirement plan, ensuring compliance and accuracy is critical. A qualified **403b auditor** plays a key role in protecting the plan's participants and meeting regulatory requirements set by the Department of Labor (DOL) and the Internal Revenue Service (IRS).

Retirement plans for tax-exempt organizations, such as schools, hospitals, and non-profits, must adhere to complex rules regarding their plan documents, operations, and financial reporting. When your plan reaches a certain size (typically 100 or more participants), an annual independent audit performed by an experienced **403b auditor** is often mandatory. This audit verifies the financial statements and ensures that the plan operates in accordance with the plan document and IRS/DOL regulations.

## What Does a 403(b) Audit Cover?

Working with an auditor who specializes in employee benefit plans, particularly 403(b) plans, is essential. The auditing procedures focus on several critical areas:

- **Plan Document Compliance:** The auditor verifies that the written plan document satisfies all 403(b) requirements and was timely adopted. Inconsistencies between the plan document and employee handbook should be identified and resolved.

- **Review of Plan Operations:** This includes checking internal controls, ensuring proper administration, and verifying that the plan's operations align with the written document and tax code.

- **Financial Statement Accuracy:** Auditors apply procedures to ensure that the beginning balance of net assets available for benefits is materially correct, which impacts the current year's statement of changes in net assets available for benefits.

- **Regulatory Guidance:** A qualified **403b auditor** provides guidance on IRS and DOL compliance requirements and assists with Form 5500 filing.

## Best Practices for 403(b) Plan Sponsors

While the auditor confirms compliance, plan sponsors have fiduciary oversight responsibilities. Key governance areas include:

- Maintaining a robust governance structure.

- Regularly reviewing investment lineup and fund options.

- Ensuring fee transparency and reasonableness.

- Properly managing record-keeping.

Choosing a firm with deep experience in auditing 403(b) plans is a best practice. Firms that audit various employee benefit plans, including defined contribution, 401(k), and 403(b) plans, often possess the specialized knowledge required to perform a thorough and accurate audit. Look for firms that offer actionable recommendations for improvement and clear communication throughout the process.

"

[View full interactive listing on PlanProvider.Pro](https://planprovider.pro/auditors/403b?page=34)

© 2026 PlanProvider.Pro