# Top 403(b) Plan Auditors
Source: https://planprovider.pro/auditors/403b?page=31

> Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Browse 934 providers in this category.

## Provider ranking

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### [Perlson LLP](https://planprovider.pro/provider/perlson-llp)

Employee Benefit Plan Auditor

North Massapequa, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/perlson-llp)

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### [Peter Shannon & Co.](https://planprovider.pro/provider/peter-shannon-and-co)

Employee Benefit Plan Auditor

Countryside, IL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/peter-shannon-and-co)

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### [Peters & Chandler, P.C.](https://planprovider.pro/provider/peters-and-chandler-pc)

Employee Benefit Plan Auditor

Oklahoma City, OK

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/peters-and-chandler-pc)

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### [Petersen CPAs and Advisors, PLLC](https://planprovider.pro/provider/petersen-cpas-and-advisors-pllc)

Employee Benefit Plan Auditor

Yakima, WA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1953

[View Profile](https://planprovider.pro/provider/petersen-cpas-and-advisors-pllc)

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### [Petrinovich Pugh & Company, LLP](https://planprovider.pro/provider/petrinovich-pugh-and-company-llp)

Employee Benefit Plan Auditor

[View Profile](https://planprovider.pro/provider/petrinovich-pugh-and-company-llp)

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### [Pierce Firm, PLLC](https://planprovider.pro/provider/pierce-firm-pllc)

Employee Benefit Plan Auditor

Springdale, AR

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/pierce-firm-pllc)

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### [Piltz, Williams, LaRosa & Co.](https://planprovider.pro/provider/piltz-williams-larosa-and-co)

Employee Benefit Plan Auditor

Biloxi, MS

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/piltz-williams-larosa-and-co)

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### [Pivot CPAs](https://planprovider.pro/provider/pivot-cpas)

Employee Benefit Plan Auditor

Ponte Vedra Beach, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/pivot-cpas)

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### [PKF JND, P.C.](https://planprovider.pro/provider/pkf-jnd-pc)

Employee Benefit Plan Auditor

[View Profile](https://planprovider.pro/provider/pkf-jnd-pc)

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### [PNJK Partners LLP](https://planprovider.pro/provider/pnjk-partners-llp)

Employee Benefit Plan Auditor

Park Ridge, IL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/pnjk-partners-llp)

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### [Pollaro & Associates](https://planprovider.pro/provider/pollaro-and-associates)

Employee Benefit Plan Auditor

Lakewood, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/pollaro-and-associates)

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### [Pomares & Co., LLP](https://planprovider.pro/provider/pomares-and-co-llp)

Employee Benefit Plan Auditor

Sacramento, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1952

[View Profile](https://planprovider.pro/provider/pomares-and-co-llp)

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### [Pooler CPA Group, LLC](https://planprovider.pro/provider/pooler-cpa-group-llc)

Employee Benefit Plan Auditor

Memphis, IN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/pooler-cpa-group-llc)

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### [Poulsen VanLeuven & Catmull PA](https://planprovider.pro/provider/poulsen-vanleuven-and-catmull-pa)

Employee Benefit Plan Auditor

Burley, ID

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/poulsen-vanleuven-and-catmull-pa)

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### [Practical Audit Solutions PC](https://planprovider.pro/provider/practical-audit-solutions-pc)

Employee Benefit Plan Auditor

Lawton, OK

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

[View Profile](https://planprovider.pro/provider/practical-audit-solutions-pc)

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### [Pricekubecka, PLLC](https://planprovider.pro/provider/pricekubecka-pllc)

Employee Benefit Plan Auditor • Pro Score 3.3

Addison, TX

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2025

[View Profile](https://planprovider.pro/provider/pricekubecka-pllc)

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### [Prida Guida & Perez P.A.](https://planprovider.pro/provider/prida-guida-and-perez-pa)

Employee Benefit Plan Auditor

Tampa, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1957

[View Profile](https://planprovider.pro/provider/prida-guida-and-perez-pa)

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### [Priest Amistadi](https://planprovider.pro/provider/priest-amistadi)

Employee Benefit Plan Auditor

Modesto, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1987

[View Profile](https://planprovider.pro/provider/priest-amistadi)

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### [Psk LLP](https://planprovider.pro/provider/psk-llp)

Employee Benefit Plan Auditor

Arlington, TX

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1964

[View Profile](https://planprovider.pro/provider/psk-llp)

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### [QRGA, LLP](https://planprovider.pro/provider/qrga-llp)

Employee Benefit Plan Auditor

[View Profile](https://planprovider.pro/provider/qrga-llp)

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### [Quandt Berndt & Company LLC](https://planprovider.pro/provider/quandt-berndt-and-company-llc)

Employee Benefit Plan Auditor

Waukesha, WI

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2016

[View Profile](https://planprovider.pro/provider/quandt-berndt-and-company-llc)

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### [Rabren, Odom, Pierce & Hayes, P.C.](https://planprovider.pro/provider/rabren-odom-pierce-and-hayes-pc)

Employee Benefit Plan Auditor

Andalusia, AL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/rabren-odom-pierce-and-hayes-pc)

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### [Ram Associates](https://planprovider.pro/provider/ram-associates)

Employee Benefit Plan Auditor

Trenton, NJ

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/ram-associates)

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### [Ramos & Floyd CPAS PLLC](https://planprovider.pro/provider/ramos-and-floyd-cpas-pllc)

Employee Benefit Plan Auditor

Lakeland, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1990

[View Profile](https://planprovider.pro/provider/ramos-and-floyd-cpas-pllc)

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### [Raphael and Raphael LLP](https://planprovider.pro/provider/raphael-and-raphael-llp)

Employee Benefit Plan Auditor

Boston, MA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/raphael-and-raphael-llp)

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# Finding the Right 403(b) Auditor for Your Retirement Plan

If you sponsor a 403(b) retirement plan, ensuring compliance and accuracy is critical. A qualified **403b auditor** plays a key role in protecting the plan's participants and meeting regulatory requirements set by the Department of Labor (DOL) and the Internal Revenue Service (IRS).

Retirement plans for tax-exempt organizations, such as schools, hospitals, and non-profits, must adhere to complex rules regarding their plan documents, operations, and financial reporting. When your plan reaches a certain size (typically 100 or more participants), an annual independent audit performed by an experienced **403b auditor** is often mandatory. This audit verifies the financial statements and ensures that the plan operates in accordance with the plan document and IRS/DOL regulations.

## What Does a 403(b) Audit Cover?

Working with an auditor who specializes in employee benefit plans, particularly 403(b) plans, is essential. The auditing procedures focus on several critical areas:

- **Plan Document Compliance:** The auditor verifies that the written plan document satisfies all 403(b) requirements and was timely adopted. Inconsistencies between the plan document and employee handbook should be identified and resolved.

- **Review of Plan Operations:** This includes checking internal controls, ensuring proper administration, and verifying that the plan's operations align with the written document and tax code.

- **Financial Statement Accuracy:** Auditors apply procedures to ensure that the beginning balance of net assets available for benefits is materially correct, which impacts the current year's statement of changes in net assets available for benefits.

- **Regulatory Guidance:** A qualified **403b auditor** provides guidance on IRS and DOL compliance requirements and assists with Form 5500 filing.

## Best Practices for 403(b) Plan Sponsors

While the auditor confirms compliance, plan sponsors have fiduciary oversight responsibilities. Key governance areas include:

- Maintaining a robust governance structure.

- Regularly reviewing investment lineup and fund options.

- Ensuring fee transparency and reasonableness.

- Properly managing record-keeping.

Choosing a firm with deep experience in auditing 403(b) plans is a best practice. Firms that audit various employee benefit plans, including defined contribution, 401(k), and 403(b) plans, often possess the specialized knowledge required to perform a thorough and accurate audit. Look for firms that offer actionable recommendations for improvement and clear communication throughout the process.

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