# Top 403(b) Plan Auditors
Source: https://planprovider.pro/auditors/403b?page=28

> Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Browse 934 providers in this category.

## Provider ranking

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### [Lucida LLC](https://planprovider.pro/provider/lucida-llc)

Employee Benefit Plan Auditor

Brookfield, WI

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2014

[View Profile](https://planprovider.pro/provider/lucida-llc)

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### [Ludwick, Montgomery & Stapp P.C.](https://planprovider.pro/provider/ludwick-montgomery-and-stapp-pc)

Employee Benefit Plan Auditor

Temple, TX

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1973

[View Profile](https://planprovider.pro/provider/ludwick-montgomery-and-stapp-pc)

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### [LVBW LLP](https://planprovider.pro/provider/lvbw-llp)

Employee Benefit Plan Auditor

Amherst, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1987 • 32 employees

[View Profile](https://planprovider.pro/provider/lvbw-llp)

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### [Maginnis & Carey LLP](https://planprovider.pro/provider/maginnis-and-carey-llp)

Employee Benefit Plan Auditor

Portland, OR

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1945

[View Profile](https://planprovider.pro/provider/maginnis-and-carey-llp)

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### [Mah & Associates, LLP](https://planprovider.pro/provider/mah-and-associates-llp)

Employee Benefit Plan Auditor

San Francisco, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/mah-and-associates-llp)

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### [Mahle, Wack, Zaidain & Co., PLL](https://planprovider.pro/provider/mahle-wack-zaidain-and-co-pll)

Employee Benefit Plan Auditor

Miamisburg, OH

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1992

[View Profile](https://planprovider.pro/provider/mahle-wack-zaidain-and-co-pll)

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### [Malcolm M. Dienes, LLC](https://planprovider.pro/provider/malcolm-m-dienes-llc)

Employee Benefit Plan Auditor

Metairie, LA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1951

[View Profile](https://planprovider.pro/provider/malcolm-m-dienes-llc)

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### [Manning & Associates CPAs, LLC](https://planprovider.pro/provider/manning-and-associates-cpas-llc)

Employee Benefit Plan Auditor

Dayton, OH

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1980

[View Profile](https://planprovider.pro/provider/manning-and-associates-cpas-llc)

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### [Marion & Black, LLC](https://planprovider.pro/provider/marion-and-black-llc)

Employee Benefit Plan Auditor

Pottstown, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/marion-and-black-llc)

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### [MarksNelson LLC](https://planprovider.pro/provider/marksnelson-llc)

Employee Benefit Plan Auditor

Overland Park, KS

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1968

[View Profile](https://planprovider.pro/provider/marksnelson-llc)

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### [Marshall Vander Linden CPA PLC](https://planprovider.pro/provider/marshall-vander-linden-cpa-plc)

Employee Benefit Plan Auditor

Clive, IA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2006

[View Profile](https://planprovider.pro/provider/marshall-vander-linden-cpa-plc)

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### [Martens and Company, CPA, LLP](https://planprovider.pro/provider/martens-and-company-cpa-llp)

Employee Benefit Plan Auditor

West Des Moines, IA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1972

[View Profile](https://planprovider.pro/provider/martens-and-company-cpa-llp)

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### [Martillaro Raub and Associates](https://planprovider.pro/provider/martillaro-raub-and-associates)

Employee Benefit Plan Auditor

Wheat Ridge, CO

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1956

[View Profile](https://planprovider.pro/provider/martillaro-raub-and-associates)

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### [Martin M. Sacks & Associates](https://planprovider.pro/provider/martin-m-sacks-and-associates)

Employee Benefit Plan Auditor

Harrisburg, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1957

[View Profile](https://planprovider.pro/provider/martin-m-sacks-and-associates)

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### [Martinelli & Company, LLC](https://planprovider.pro/provider/martinelli-and-company-llc)

Employee Benefit Plan Auditor

Hypoluxo, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/martinelli-and-company-llc)

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### [Mather & Co. CPAs, LLC](https://planprovider.pro/provider/mather-and-co-cpas-llc)

Employee Benefit Plan Auditor

Louisville, KY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1974

[View Profile](https://planprovider.pro/provider/mather-and-co-cpas-llc)

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### [Max Bussel and Company](https://planprovider.pro/provider/max-bussel-and-company)

Employee Benefit Plan Auditor

South Plainfield, NJ

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/max-bussel-and-company)

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### [MBE CPAS, LLP](https://planprovider.pro/provider/mbe-cpas-llp)

Employee Benefit Plan Auditor

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1982

[View Profile](https://planprovider.pro/provider/mbe-cpas-llp)

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### [McClain, Smith & Wenz, PC](https://planprovider.pro/provider/mcclain-smith-and-wenz-pc)

Employee Benefit Plan Auditor

Troy, MI

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1969

[View Profile](https://planprovider.pro/provider/mcclain-smith-and-wenz-pc)

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### [McClintock & Associates](https://planprovider.pro/provider/mcclintock-and-associates)

Employee Benefit Plan Auditor

BRIDGEVILLE, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1975

[View Profile](https://planprovider.pro/provider/mcclintock-and-associates)

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### [McClure & Wolf, LLP](https://planprovider.pro/provider/mcclure-and-wolf-llp)

Employee Benefit Plan Auditor

Uniontown, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/mcclure-and-wolf-llp)

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### [McCullough, Rossi & Co., Ltd](https://planprovider.pro/provider/mccullough-rossi-and-co-ltd)

Employee Benefit Plan Auditor

Hoffman Estates, IL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/mccullough-rossi-and-co-ltd)

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### [McCurdy & Associates, Inc.](https://planprovider.pro/provider/mccurdy-and-associates-inc)

Employee Benefit Plan Auditor

Columbus, OH

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1986

[View Profile](https://planprovider.pro/provider/mccurdy-and-associates-inc)

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### [McDirmit Davis, LLC](https://planprovider.pro/provider/mcdirmit-davis-llc)

Employee Benefit Plan Auditor

Orlando, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1984

[View Profile](https://planprovider.pro/provider/mcdirmit-davis-llc)

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### [McGregor & Company LLP](https://planprovider.pro/provider/mcgregor-and-company-llp)

Employee Benefit Plan Auditor

Columbia, SC

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1930

[View Profile](https://planprovider.pro/provider/mcgregor-and-company-llp)

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# Finding the Right 403(b) Auditor for Your Retirement Plan

If you sponsor a 403(b) retirement plan, ensuring compliance and accuracy is critical. A qualified **403b auditor** plays a key role in protecting the plan's participants and meeting regulatory requirements set by the Department of Labor (DOL) and the Internal Revenue Service (IRS).

Retirement plans for tax-exempt organizations, such as schools, hospitals, and non-profits, must adhere to complex rules regarding their plan documents, operations, and financial reporting. When your plan reaches a certain size (typically 100 or more participants), an annual independent audit performed by an experienced **403b auditor** is often mandatory. This audit verifies the financial statements and ensures that the plan operates in accordance with the plan document and IRS/DOL regulations.

## What Does a 403(b) Audit Cover?

Working with an auditor who specializes in employee benefit plans, particularly 403(b) plans, is essential. The auditing procedures focus on several critical areas:

- **Plan Document Compliance:** The auditor verifies that the written plan document satisfies all 403(b) requirements and was timely adopted. Inconsistencies between the plan document and employee handbook should be identified and resolved.

- **Review of Plan Operations:** This includes checking internal controls, ensuring proper administration, and verifying that the plan's operations align with the written document and tax code.

- **Financial Statement Accuracy:** Auditors apply procedures to ensure that the beginning balance of net assets available for benefits is materially correct, which impacts the current year's statement of changes in net assets available for benefits.

- **Regulatory Guidance:** A qualified **403b auditor** provides guidance on IRS and DOL compliance requirements and assists with Form 5500 filing.

## Best Practices for 403(b) Plan Sponsors

While the auditor confirms compliance, plan sponsors have fiduciary oversight responsibilities. Key governance areas include:

- Maintaining a robust governance structure.

- Regularly reviewing investment lineup and fund options.

- Ensuring fee transparency and reasonableness.

- Properly managing record-keeping.

Choosing a firm with deep experience in auditing 403(b) plans is a best practice. Firms that audit various employee benefit plans, including defined contribution, 401(k), and 403(b) plans, often possess the specialized knowledge required to perform a thorough and accurate audit. Look for firms that offer actionable recommendations for improvement and clear communication throughout the process.

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