# Top 403(b) Plan Auditors
Source: https://planprovider.pro/auditors/403b?page=25

> Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Browse 934 providers in this category.

## Provider ranking

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### [J. Schaefer & Company LLC](https://planprovider.pro/provider/j-schaefer-and-company-llc)

Employee Benefit Plan Auditor

Cleveland, OH

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/j-schaefer-and-company-llc)

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### [J. Tenbrink & Associates](https://planprovider.pro/provider/j-tenbrink-and-associates)

Employee Benefit Plan Auditor

Olathe, KS

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1990

[View Profile](https://planprovider.pro/provider/j-tenbrink-and-associates)

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### [Jackson, Howell & Associates, PLLC](https://planprovider.pro/provider/jackson-howell-and-associates-pllc)

Employee Benefit Plan Auditor

Cordova, TN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1985 • 23 employees

[View Profile](https://planprovider.pro/provider/jackson-howell-and-associates-pllc)

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### [Jacobs and Associates, LLC](https://planprovider.pro/provider/jacobs-and-associates-llc)

Employee Benefit Plan Auditor

Bala Cynwyd, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/jacobs-and-associates-llc)

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### [Jacoby and Handley, PLLC](https://planprovider.pro/provider/jacoby-and-handley-pllc)

Employee Benefit Plan Auditor

Vero Beach, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/jacoby-and-handley-pllc)

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### [Jarrard, Seibert, Pollard & Co. LLC](https://planprovider.pro/provider/jarrard-seibert-pollard-and-co-llc)

Employee Benefit Plan Auditor

West Linn, OR

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1987

[View Profile](https://planprovider.pro/provider/jarrard-seibert-pollard-and-co-llc)

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### [Jason Underwood CPA, PLLC](https://planprovider.pro/provider/jason-underwood-cpa-pllc)

Employee Benefit Plan Auditor

Signal Mountain, TN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/jason-underwood-cpa-pllc)

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### [Jaufmann & Centola PC](https://planprovider.pro/provider/jaufmann-and-centola-pc)

Employee Benefit Plan Auditor

Pittsford, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/jaufmann-and-centola-pc)

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### [Jeffrey L. Offhaus CPA, LLC](https://planprovider.pro/provider/jeffrey-l-offhaus-cpa-llc)

Employee Benefit Plan Auditor

Orchard Park, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2005

[View Profile](https://planprovider.pro/provider/jeffrey-l-offhaus-cpa-llc)

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### [John A. Knutson & Co., PLLP](https://planprovider.pro/provider/john-a-knutson-and-co-pllp)

Employee Benefit Plan Auditor

N Falcon Heights, MN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1925

[View Profile](https://planprovider.pro/provider/john-a-knutson-and-co-pllp)

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### [John, Jacob & Vayalumkal, LLP](https://planprovider.pro/provider/john-jacob-and-vayalumkal-llp)

Employee Benefit Plan Auditor

New York, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2003

[View Profile](https://planprovider.pro/provider/john-jacob-and-vayalumkal-llp)

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### [Johnson & Sheldon, PLLC](https://planprovider.pro/provider/johnson-and-sheldon-pllc)

Employee Benefit Plan Auditor

Amarillo, TX

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/johnson-and-sheldon-pllc)

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### [Johnson & Shute, P.S.](https://planprovider.pro/provider/johnson-and-shute-ps)

Employee Benefit Plan Auditor

Bellevue, WA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/johnson-and-shute-ps)

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### [Johnson, Lauder & Savidge LLP](https://planprovider.pro/provider/johnson-lauder-and-savidge-llp)

Employee Benefit Plan Auditor

Binghamton, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/johnson-lauder-and-savidge-llp)

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### [Johnston, Gremaux & Rossi, LLP](https://planprovider.pro/provider/johnston-gremaux-and-rossi-llp)

Employee Benefit Plan Auditor

Walnut Creek, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1973

[View Profile](https://planprovider.pro/provider/johnston-gremaux-and-rossi-llp)

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### [Jordahl & Sliter PLLC](https://planprovider.pro/provider/jordahl-and-sliter-pllc)

Employee Benefit Plan Auditor

Kalispell, MT

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1952

[View Profile](https://planprovider.pro/provider/jordahl-and-sliter-pllc)

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### [Joseph P. Melvin Company, LLC](https://planprovider.pro/provider/joseph-p-melvin-company-llc)

Employee Benefit Plan Auditor

Wayne, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1959

[View Profile](https://planprovider.pro/provider/joseph-p-melvin-company-llc)

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### [JRM Accountancy Corp](https://planprovider.pro/provider/jrm-accountancy-corp)

Employee Benefit Plan Auditor

Ramona, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2006

[View Profile](https://planprovider.pro/provider/jrm-accountancy-corp)

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### [Julian Sur, CPA](https://planprovider.pro/provider/julian-sur-cpa)

Employee Benefit Plan Auditor

Phoenixville, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/julian-sur-cpa)

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### [K Financial](https://planprovider.pro/provider/k-financial)

Employee Benefit Plan Auditor

Louisville, CO

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2003

[View Profile](https://planprovider.pro/provider/k-financial)

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### [Kaiser Scherer & Schlegel, PLLC](https://planprovider.pro/provider/kaiser-scherer-and-schlegel-pllc)

Employee Benefit Plan Auditor

McLean, VA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1979

[View Profile](https://planprovider.pro/provider/kaiser-scherer-and-schlegel-pllc)

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### [Kall Accountancy Corporation](https://planprovider.pro/provider/kall-accountancy-corporation)

Employee Benefit Plan Auditor

Alhambra, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

[View Profile](https://planprovider.pro/provider/kall-accountancy-corporation)

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### [Kaufman Rossin & Co.](https://planprovider.pro/provider/kaufman-rossin-and-co)

Employee Benefit Plan Auditor

Coconut Grove, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 1962

[View Profile](https://planprovider.pro/provider/kaufman-rossin-and-co)

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### [KBFalk, PLLC](https://planprovider.pro/provider/kbfalk-pllc)

Employee Benefit Plan Auditor

San Antonio, TX

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Company:** Est. 2015

[View Profile](https://planprovider.pro/provider/kbfalk-pllc)

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### [Keller & Owens, LLC](https://planprovider.pro/provider/keller-and-owens-llc)

Employee Benefit Plan Auditor

[View Profile](https://planprovider.pro/provider/keller-and-owens-llc)

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# Finding the Right 403(b) Auditor for Your Retirement Plan

If you sponsor a 403(b) retirement plan, ensuring compliance and accuracy is critical. A qualified **403b auditor** plays a key role in protecting the plan's participants and meeting regulatory requirements set by the Department of Labor (DOL) and the Internal Revenue Service (IRS).

Retirement plans for tax-exempt organizations, such as schools, hospitals, and non-profits, must adhere to complex rules regarding their plan documents, operations, and financial reporting. When your plan reaches a certain size (typically 100 or more participants), an annual independent audit performed by an experienced **403b auditor** is often mandatory. This audit verifies the financial statements and ensures that the plan operates in accordance with the plan document and IRS/DOL regulations.

## What Does a 403(b) Audit Cover?

Working with an auditor who specializes in employee benefit plans, particularly 403(b) plans, is essential. The auditing procedures focus on several critical areas:

- **Plan Document Compliance:** The auditor verifies that the written plan document satisfies all 403(b) requirements and was timely adopted. Inconsistencies between the plan document and employee handbook should be identified and resolved.

- **Review of Plan Operations:** This includes checking internal controls, ensuring proper administration, and verifying that the plan's operations align with the written document and tax code.

- **Financial Statement Accuracy:** Auditors apply procedures to ensure that the beginning balance of net assets available for benefits is materially correct, which impacts the current year's statement of changes in net assets available for benefits.

- **Regulatory Guidance:** A qualified **403b auditor** provides guidance on IRS and DOL compliance requirements and assists with Form 5500 filing.

## Best Practices for 403(b) Plan Sponsors

While the auditor confirms compliance, plan sponsors have fiduciary oversight responsibilities. Key governance areas include:

- Maintaining a robust governance structure.

- Regularly reviewing investment lineup and fund options.

- Ensuring fee transparency and reasonableness.

- Properly managing record-keeping.

Choosing a firm with deep experience in auditing 403(b) plans is a best practice. Firms that audit various employee benefit plans, including defined contribution, 401(k), and 403(b) plans, often possess the specialized knowledge required to perform a thorough and accurate audit. Look for firms that offer actionable recommendations for improvement and clear communication throughout the process.

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