# Top 403(b) Plan Auditors
Source: https://planprovider.pro/auditors/403b?page=2

> Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Browse 934 providers in this category.

## Provider ranking

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### [UHY LLP](https://planprovider.pro/provider/uhy-llp)

Employee Benefit Plan Auditor

St Louis, MO

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 19 plans audited • $2.5B under management

**Company:** Est. 1957

[View Profile](https://planprovider.pro/provider/uhy-llp)

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### [Belfint Lyons & Shuman P.A.](https://planprovider.pro/provider/belfint-lyons-and-shuman-pa)

Employee Benefit Plan Auditor

Wilmington, DE

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 18 plans audited • $549M under management

**Company:** Est. 1923

[View Profile](https://planprovider.pro/provider/belfint-lyons-and-shuman-pa)

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### [Tait Weller & Baker LLP](https://planprovider.pro/provider/tait-weller-and-baker-llp)

Employee Benefit Plan Auditor

Philadelphia, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 18 plans audited • $919M under management

**Company:** Est. 1921

[View Profile](https://planprovider.pro/provider/tait-weller-and-baker-llp)

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### [Aprio LLP](https://planprovider.pro/provider/aprio-llp)

Employee Benefit Plan Auditor

Matthews, NC

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 17 plans audited • $869M under management

**Company:** Est. 1952 • 540 employees

[View Profile](https://planprovider.pro/provider/aprio-llp)

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### [FustCharles LLP](https://planprovider.pro/provider/fustcharles-llp)

Employee Benefit Plan Auditor

Syracuse, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 17 plans audited • $2.6B under management

**Company:** Est. 1986

[View Profile](https://planprovider.pro/provider/fustcharles-llp)

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### [Holthouse Carlin & Van Trigt, LLP](https://planprovider.pro/provider/holthouse-carlin-and-van-trigt-llp)

Employee Benefit Plan Auditor

WestLake Village, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 17 plans audited • $2.1B under management

**Company:** Est. 1991 • 800 employees

[View Profile](https://planprovider.pro/provider/holthouse-carlin-and-van-trigt-llp)

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### [Insero & Co. CPAs, LLP](https://planprovider.pro/provider/insero-and-co-cpas-llp)

Employee Benefit Plan Auditor

Rochester, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 17 plans audited • $4.2B under management

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/insero-and-co-cpas-llp)

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### [Sikich CPA LLC](https://planprovider.pro/provider/sikich-cpa-llc)

Employee Benefit Plan Auditor

Naperville, IL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 17 plans audited • $1.2B under management

**Company:** Est. 1982 • 1,950 employees

[View Profile](https://planprovider.pro/provider/sikich-cpa-llc)

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### [RubinBrown LLP](https://planprovider.pro/provider/rubinbrown-llp)

Employee Benefit Plan Auditor

Overland Park, KS

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 16 plans audited • $536M under management

**Company:** Est. 1952

[View Profile](https://planprovider.pro/provider/rubinbrown-llp)

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### [Hood & Strong LLP](https://planprovider.pro/provider/hood-and-strong-llp)

Employee Benefit Plan Auditor

San Jose, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 15 plans audited • $732M under management

**Company:** Est. 1917

[View Profile](https://planprovider.pro/provider/hood-and-strong-llp)

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### [PBMares, LLP](https://planprovider.pro/provider/pbmares-llp)

Employee Benefit Plan Auditor

Richmond, VA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 15 plans audited • $4.6B under management

**Company:** Est. 1963 • 750 employees

[View Profile](https://planprovider.pro/provider/pbmares-llp)

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### [Baker Newman & Noyes](https://planprovider.pro/provider/baker-newman-and-noyes)

Employee Benefit Plan Auditor

Portland, ME

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 14 plans audited • $5.3B under management

**Company:** Est. 1995

[View Profile](https://planprovider.pro/provider/baker-newman-and-noyes)

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### [LBMC, PC](https://planprovider.pro/provider/lbmc-pc)

Employee Benefit Plan Auditor

Brentwood, TN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 14 plans audited • $1.3B under management

**Company:** Est. 1984 • 900 employees

[View Profile](https://planprovider.pro/provider/lbmc-pc)

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### [McSoley McCoy & Co.](https://planprovider.pro/provider/mcsoley-mccoy-and-co)

Employee Benefit Plan Auditor

South Burlington, VT

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 13 plans audited • $4.2B under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/mcsoley-mccoy-and-co)

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### [Mauldin & Jenkins, LLC](https://planprovider.pro/provider/mauldin-and-jenkins-llc)

Employee Benefit Plan Auditor

Atlanta, GA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 12 plans audited • $311M under management

**Company:** Est. 1918

[View Profile](https://planprovider.pro/provider/mauldin-and-jenkins-llc)

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### [Warren Averett, LLC](https://planprovider.pro/provider/warren-averett-llc)

Employee Benefit Plan Auditor

Birmingham, AL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 12 plans audited • $2.5B under management

**Company:** Est. 1957

[View Profile](https://planprovider.pro/provider/warren-averett-llc)

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### [Dean Dorton Allen Ford PLLC](https://planprovider.pro/provider/dean-dorton-allen-ford-pllc)

Employee Benefit Plan Auditor

Lexington, KY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 11 plans audited • $348M under management

**Company:** Est. 1979 • 590 employees

[View Profile](https://planprovider.pro/provider/dean-dorton-allen-ford-pllc)

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### [Draffin & Tucker](https://planprovider.pro/provider/draffin-and-tucker)

Employee Benefit Plan Auditor

Albany, GA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 11 plans audited • $1.2B under management

**Company:** Est. 1948

[View Profile](https://planprovider.pro/provider/draffin-and-tucker)

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### [Hoffman Stewart & Schmidt PC](https://planprovider.pro/provider/hoffman-stewart-and-schmidt-pc)

Employee Benefit Plan Auditor

Portland, OR

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 11 plans audited • $200M under management

**Company:** Est. 1979

[View Profile](https://planprovider.pro/provider/hoffman-stewart-and-schmidt-pc)

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### [Maher Duessel](https://planprovider.pro/provider/maher-duessel)

Employee Benefit Plan Auditor

Pittsburgh, PA

**Credentials:** AICPA Member • Plan Audit Quality Center (EBPAQC)

**Stats:** 11 plans audited • $265M under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/maher-duessel)

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### [PLANTE & MORAN, PLLC](https://planprovider.pro/provider/plante-and-moran-pllc)

Employee Benefit Plan Auditor

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 11 plans audited • $2.4B under management

**Company:** Est. 1924

[View Profile](https://planprovider.pro/provider/plante-and-moran-pllc)

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### [PricewaterhouseCoopers LLP](https://planprovider.pro/provider/pricewaterhousecoopers-llp)

Employee Benefit Plan Auditor

Boston, MA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 11 plans audited • $26.4B under management

**Company:** Est. 1998

[View Profile](https://planprovider.pro/provider/pricewaterhousecoopers-llp)

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### [Vasquez & Company, LLP](https://planprovider.pro/provider/vasquez-and-company-llp)

Employee Benefit Plan Auditor

Los Angeles, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 11 plans audited • $1.3B under management

**Company:** Est. 1957 • 250 employees

[View Profile](https://planprovider.pro/provider/vasquez-and-company-llp)

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### [EFPR Group, LLP](https://planprovider.pro/provider/efpr-group-llp)

Employee Benefit Plan Auditor

Rochester, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $113M under management

**Company:** Est. 1960

[View Profile](https://planprovider.pro/provider/efpr-group-llp)

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### [GBQ Partners LLC](https://planprovider.pro/provider/gbq-partners-llc)

Employee Benefit Plan Auditor

Columbus, OH

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $1.3B under management

**Company:** Est. 1953

[View Profile](https://planprovider.pro/provider/gbq-partners-llc)

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# Finding the Right 403(b) Auditor for Your Retirement Plan

If you sponsor a 403(b) retirement plan, ensuring compliance and accuracy is critical. A qualified **403b auditor** plays a key role in protecting the plan's participants and meeting regulatory requirements set by the Department of Labor (DOL) and the Internal Revenue Service (IRS).

Retirement plans for tax-exempt organizations, such as schools, hospitals, and non-profits, must adhere to complex rules regarding their plan documents, operations, and financial reporting. When your plan reaches a certain size (typically 100 or more participants), an annual independent audit performed by an experienced **403b auditor** is often mandatory. This audit verifies the financial statements and ensures that the plan operates in accordance with the plan document and IRS/DOL regulations.

## What Does a 403(b) Audit Cover?

Working with an auditor who specializes in employee benefit plans, particularly 403(b) plans, is essential. The auditing procedures focus on several critical areas:

- **Plan Document Compliance:** The auditor verifies that the written plan document satisfies all 403(b) requirements and was timely adopted. Inconsistencies between the plan document and employee handbook should be identified and resolved.

- **Review of Plan Operations:** This includes checking internal controls, ensuring proper administration, and verifying that the plan's operations align with the written document and tax code.

- **Financial Statement Accuracy:** Auditors apply procedures to ensure that the beginning balance of net assets available for benefits is materially correct, which impacts the current year's statement of changes in net assets available for benefits.

- **Regulatory Guidance:** A qualified **403b auditor** provides guidance on IRS and DOL compliance requirements and assists with Form 5500 filing.

## Best Practices for 403(b) Plan Sponsors

While the auditor confirms compliance, plan sponsors have fiduciary oversight responsibilities. Key governance areas include:

- Maintaining a robust governance structure.

- Regularly reviewing investment lineup and fund options.

- Ensuring fee transparency and reasonableness.

- Properly managing record-keeping.

Choosing a firm with deep experience in auditing 403(b) plans is a best practice. Firms that audit various employee benefit plans, including defined contribution, 401(k), and 403(b) plans, often possess the specialized knowledge required to perform a thorough and accurate audit. Look for firms that offer actionable recommendations for improvement and clear communication throughout the process.

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