# Top 403(b) Plan Auditors
Source: https://planprovider.pro/auditors/403b?page=15

> Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Browse 934 providers in this category.

## Provider ranking

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### [Robertson & Robertson, PLLC](https://planprovider.pro/provider/robertson-and-robertson-pllc)

Employee Benefit Plan Auditor

Houston, TX

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $71M under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/robertson-and-robertson-pllc)

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### [Rose Rock CPAS, PLLC](https://planprovider.pro/provider/rose-rock-cpas-pllc)

Employee Benefit Plan Auditor

Edmond, OK

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $3M under management

**Company:** Est. 2007

[View Profile](https://planprovider.pro/provider/rose-rock-cpas-pllc)

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### [Rudd & Company PLLC](https://planprovider.pro/provider/rudd-and-company-pllc)

Employee Benefit Plan Auditor

Bozeman, MT

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $8M under management

**Company:** Est. 1963

[View Profile](https://planprovider.pro/provider/rudd-and-company-pllc)

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### [Ryun, Givens & Company, P.C.](https://planprovider.pro/provider/ryun-givens-and-company-pc)

Employee Benefit Plan Auditor

Urbandale, IA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $2M under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/ryun-givens-and-company-pc)

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### [Sabey CPA, LLC](https://planprovider.pro/provider/sabey-cpa-llc)

Employee Benefit Plan Auditor

Fall City, WA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $16M under management

[View Profile](https://planprovider.pro/provider/sabey-cpa-llc)

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### [Sackrider & Company, Inc.](https://planprovider.pro/provider/sackrider-and-company-inc)

Employee Benefit Plan Auditor

Terre Haute, IN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $6M under management

**Company:** Est. 1956

[View Profile](https://planprovider.pro/provider/sackrider-and-company-inc)

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### [Santora CPA Group](https://planprovider.pro/provider/santora-cpa-group)

Employee Benefit Plan Auditor

Newark, DE

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $25M under management

**Company:** Est. 1983

[View Profile](https://planprovider.pro/provider/santora-cpa-group)

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### [Sassetti LLC](https://planprovider.pro/provider/sassetti-llc)

Employee Benefit Plan Auditor

Oak Park, IL

**Credentials:** AICPA Member • Plan Audit Quality Center (EBPAQC)

**Stats:** 1 plans audited • $13M under management

**Company:** Est. 1921

[View Profile](https://planprovider.pro/provider/sassetti-llc)

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### [Schwartz Platz & Associates](https://planprovider.pro/provider/schwartz-platz-and-associates)

Employee Benefit Plan Auditor

Sacramento, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $5M under management

**Company:** Est. 1969

[View Profile](https://planprovider.pro/provider/schwartz-platz-and-associates)

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### [Scott and Company LLC](https://planprovider.pro/provider/scott-and-company-llc)

Employee Benefit Plan Auditor

Columbia, SC

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $14M under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/scott-and-company-llc)

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### [Scott Miller CPA & Associates Inc.](https://planprovider.pro/provider/scott-miller-cpa-and-associates-inc)

Employee Benefit Plan Auditor

Lockhart, TX

**Credentials:** AICPA Member • Plan Audit Quality Center (EBPAQC)

**Stats:** 1 plans audited • $9M under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/scott-miller-cpa-and-associates-inc)

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### [Seber Tans PLC](https://planprovider.pro/provider/seber-tans-plc)

Employee Benefit Plan Auditor

Kalamazoo, MI

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $2M under management

**Company:** Est. 2012 • 38 employees

[View Profile](https://planprovider.pro/provider/seber-tans-plc)

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### [Shannon & Associates, LLP](https://planprovider.pro/provider/shannon-and-associates-llp)

Employee Benefit Plan Auditor

Kent, WA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $10M under management

**Company:** Est. 1947 • 33 employees

[View Profile](https://planprovider.pro/provider/shannon-and-associates-llp)

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### [SJT Group LLC](https://planprovider.pro/provider/sjt-group-llc)

Employee Benefit Plan Auditor

Albuquerque, NM

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $5M under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/sjt-group-llc)

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### [Soren McAdam LLP](https://planprovider.pro/provider/soren-mcadam-llp)

Employee Benefit Plan Auditor

Redlands, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $43,047 under management

**Company:** Est. 1989

[View Profile](https://planprovider.pro/provider/soren-mcadam-llp)

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### [Stephano Slack LLC](https://planprovider.pro/provider/stephano-slack-llc)

Employee Benefit Plan Auditor

Moorestown, NJ

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $99M under management

[View Profile](https://planprovider.pro/provider/stephano-slack-llc)

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### [Stern, Kory, Sreden & Morgan](https://planprovider.pro/provider/stern-kory-sreden-and-morgan)

Employee Benefit Plan Auditor

Stevenson Ranch, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $9M under management

**Company:** Est. 1977

[View Profile](https://planprovider.pro/provider/stern-kory-sreden-and-morgan)

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### [Sutton Frost Cary LLP](https://planprovider.pro/provider/sutton-frost-cary-llp)

Employee Benefit Plan Auditor

Arlington, TX

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $16M under management

**Company:** Est. 1986

[View Profile](https://planprovider.pro/provider/sutton-frost-cary-llp)

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### [SwaimBrown PA](https://planprovider.pro/provider/swaimbrown-pa)

Employee Benefit Plan Auditor

Spartanburg, SC

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $20M under management

**Company:** Est. 1989

[View Profile](https://planprovider.pro/provider/swaimbrown-pa)

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### [Swenson Accountancy Corporation](https://planprovider.pro/provider/swenson-accountancy-corporation)

Employee Benefit Plan Auditor

Rancho Cucamonga, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $55M under management

**Company:** Est. 1949

[View Profile](https://planprovider.pro/provider/swenson-accountancy-corporation)

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### [Teal Becker & Chiaramonte CPAs PC](https://planprovider.pro/provider/teal-becker-and-chiaramonte-cpas-pc)

Employee Benefit Plan Auditor

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $16M under management

**Company:** Est. 1971

[View Profile](https://planprovider.pro/provider/teal-becker-and-chiaramonte-cpas-pc)

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### [The Hobbs Group, P.A.](https://planprovider.pro/provider/the-hobbs-group-pa)

Employee Benefit Plan Auditor

Columbia, SC

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $97M under management

**Company:** Est. 1989

[View Profile](https://planprovider.pro/provider/the-hobbs-group-pa)

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### [The Whitlock Company](https://planprovider.pro/provider/the-whitlock-company)

Employee Benefit Plan Auditor

Springfield, MO

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $72M under management

**Company:** Est. 1913

[View Profile](https://planprovider.pro/provider/the-whitlock-company)

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### [Thomas Howell Ferguson P.A.](https://planprovider.pro/provider/thomas-howell-ferguson-pa)

Employee Benefit Plan Auditor

Tallahassee, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $7M under management

**Company:** Est. 1989

[View Profile](https://planprovider.pro/provider/thomas-howell-ferguson-pa)

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### [Thompson, Derrig & Craig, PC](https://planprovider.pro/provider/thompson-derrig-and-craig-pc)

Employee Benefit Plan Auditor

College Station, TX

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $5M under management

**Company:** Est. 1990

[View Profile](https://planprovider.pro/provider/thompson-derrig-and-craig-pc)

"

# Finding the Right 403(b) Auditor for Your Retirement Plan

If you sponsor a 403(b) retirement plan, ensuring compliance and accuracy is critical. A qualified **403b auditor** plays a key role in protecting the plan's participants and meeting regulatory requirements set by the Department of Labor (DOL) and the Internal Revenue Service (IRS).

Retirement plans for tax-exempt organizations, such as schools, hospitals, and non-profits, must adhere to complex rules regarding their plan documents, operations, and financial reporting. When your plan reaches a certain size (typically 100 or more participants), an annual independent audit performed by an experienced **403b auditor** is often mandatory. This audit verifies the financial statements and ensures that the plan operates in accordance with the plan document and IRS/DOL regulations.

## What Does a 403(b) Audit Cover?

Working with an auditor who specializes in employee benefit plans, particularly 403(b) plans, is essential. The auditing procedures focus on several critical areas:

- **Plan Document Compliance:** The auditor verifies that the written plan document satisfies all 403(b) requirements and was timely adopted. Inconsistencies between the plan document and employee handbook should be identified and resolved.

- **Review of Plan Operations:** This includes checking internal controls, ensuring proper administration, and verifying that the plan's operations align with the written document and tax code.

- **Financial Statement Accuracy:** Auditors apply procedures to ensure that the beginning balance of net assets available for benefits is materially correct, which impacts the current year's statement of changes in net assets available for benefits.

- **Regulatory Guidance:** A qualified **403b auditor** provides guidance on IRS and DOL compliance requirements and assists with Form 5500 filing.

## Best Practices for 403(b) Plan Sponsors

While the auditor confirms compliance, plan sponsors have fiduciary oversight responsibilities. Key governance areas include:

- Maintaining a robust governance structure.

- Regularly reviewing investment lineup and fund options.

- Ensuring fee transparency and reasonableness.

- Properly managing record-keeping.

Choosing a firm with deep experience in auditing 403(b) plans is a best practice. Firms that audit various employee benefit plans, including defined contribution, 401(k), and 403(b) plans, often possess the specialized knowledge required to perform a thorough and accurate audit. Look for firms that offer actionable recommendations for improvement and clear communication throughout the process.

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