# Top 403(b) Plan Auditors
Source: https://planprovider.pro/auditors/403b?page=13

> Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Browse 934 providers in this category.

## Provider ranking

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### [Howard, Moore & McDuffie, P.C.](https://planprovider.pro/provider/howard-moore-and-mcduffie-pc)

Employee Benefit Plan Auditor

Macon, GA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $430M under management

**Company:** Est. 1982

[View Profile](https://planprovider.pro/provider/howard-moore-and-mcduffie-pc)

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### [Hughes Pittman & Gupton, LLP](https://planprovider.pro/provider/hughes-pittman-and-gupton-llp)

Employee Benefit Plan Auditor

Raleigh, NC

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $183M under management

**Company:** Est. 1983

[View Profile](https://planprovider.pro/provider/hughes-pittman-and-gupton-llp)

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### [Huth Thompson LLP](https://planprovider.pro/provider/huth-thompson-llp)

Employee Benefit Plan Auditor

Lafayette, IN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $87M under management

**Company:** Est. 1927

[View Profile](https://planprovider.pro/provider/huth-thompson-llp)

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### [HW&Co.](https://planprovider.pro/provider/hwandco)

Employee Benefit Plan Auditor

Woodmere, OH

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $10M under management

**Company:** Est. 1990

[View Profile](https://planprovider.pro/provider/hwandco)

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### [Isdaner & Company, LLC](https://planprovider.pro/provider/isdaner-and-company-llc)

Employee Benefit Plan Auditor

Bala Cynwyd, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited

**Company:** Est. 1967

[View Profile](https://planprovider.pro/provider/isdaner-and-company-llc)

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### [Jones Simkins LLC](https://planprovider.pro/provider/jones-simkins-llc)

Employee Benefit Plan Auditor

Logan, UT

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $20M under management

**Company:** Est. 1948

[View Profile](https://planprovider.pro/provider/jones-simkins-llc)

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### [Kcoe Isom, LLP](https://planprovider.pro/provider/kcoe-isom-llp)

Employee Benefit Plan Auditor

Chico, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $55M under management

**Company:** Est. 1932 • 375 employees

[View Profile](https://planprovider.pro/provider/kcoe-isom-llp)

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### [Kerber, Eck & Braeckel LLP](https://planprovider.pro/provider/kerber-eck-and-braeckel-llp)

Employee Benefit Plan Auditor

St Louis, MO

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $6M under management

**Company:** Est. 1931

[View Profile](https://planprovider.pro/provider/kerber-eck-and-braeckel-llp)

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### [KerberRose SC](https://planprovider.pro/provider/kerberrose-sc)

Employee Benefit Plan Auditor

Shawano, WI

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $4M under management

**Company:** Est. 1979 • 220 employees

[View Profile](https://planprovider.pro/provider/kerberrose-sc)

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### [Kernutt Stokes LLP](https://planprovider.pro/provider/kernutt-stokes-llp)

Employee Benefit Plan Auditor

Eugene, OR

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $4M under management

**Company:** Est. 1945

[View Profile](https://planprovider.pro/provider/kernutt-stokes-llp)

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### [Kositzka, Wicks and Company](https://planprovider.pro/provider/kositzka-wicks-and-company)

Employee Benefit Plan Auditor

Alexandria, VA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $1M under management

**Company:** Est. 1983 • 114 employees

[View Profile](https://planprovider.pro/provider/kositzka-wicks-and-company)

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### [Krueger & Associates, CPAs, LLC](https://planprovider.pro/provider/krueger-and-associates-cpas-llc)

Employee Benefit Plan Auditor

Jasper, IN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $2M under management

**Company:** Est. 1988

[View Profile](https://planprovider.pro/provider/krueger-and-associates-cpas-llc)

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### [Kruggel, Lawton & Company LLC](https://planprovider.pro/provider/kruggel-lawton-and-company-llc)

Employee Benefit Plan Auditor

Elkhart, IN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $7M under management

**Company:** Est. 1956

[View Profile](https://planprovider.pro/provider/kruggel-lawton-and-company-llc)

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### [Kuenzi & Company, LLC](https://planprovider.pro/provider/kuenzi-and-company-llc)

Employee Benefit Plan Auditor

Salem, OR

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $8M under management

**Company:** Est. 1978

[View Profile](https://planprovider.pro/provider/kuenzi-and-company-llc)

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### [Lanigan & Associates, P.C.](https://planprovider.pro/provider/lanigan-and-associates-pc)

Employee Benefit Plan Auditor

Thomasville, GA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $7M under management

**Company:** Est. 1974

[View Profile](https://planprovider.pro/provider/lanigan-and-associates-pc)

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### [Lapier, Dillon & Associates, P.C.](https://planprovider.pro/provider/lapier-dillon-and-associates-pc)

Employee Benefit Plan Auditor

West Springfield, MA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $4M under management

**Company:** Est. 2002

[View Profile](https://planprovider.pro/provider/lapier-dillon-and-associates-pc)

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### [Larson, Kellett & Associates, P.C.](https://planprovider.pro/provider/larson-kellett-and-associates-pc)

Employee Benefit Plan Auditor

Montoursville, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $15M under management

**Company:** Est. 1993

[View Profile](https://planprovider.pro/provider/larson-kellett-and-associates-pc)

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### [Laufer LLP](https://planprovider.pro/provider/laufer-llp)

Employee Benefit Plan Auditor

Babylon, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $991,503 under management

**Company:** Est. 1952 • 32 employees

[View Profile](https://planprovider.pro/provider/laufer-llp)

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### [LB Carlson, LLP](https://planprovider.pro/provider/lb-carlson-llp)

Employee Benefit Plan Auditor

Minneapolis, MN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $1M under management

**Company:** Est. 1974

[View Profile](https://planprovider.pro/provider/lb-carlson-llp)

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### [Lindquist, von Husen & Joyce LLP](https://planprovider.pro/provider/lindquist-von-husen-and-joyce-llp)

Employee Benefit Plan Auditor

San Francisco, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $22M under management

**Company:** Est. 1935

[View Profile](https://planprovider.pro/provider/lindquist-von-husen-and-joyce-llp)

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### [Long & Associates, LLC](https://planprovider.pro/provider/long-and-associates-llc)

Employee Benefit Plan Auditor

Alpharetta, GA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $94M under management

**Company:** Est. 2002

[View Profile](https://planprovider.pro/provider/long-and-associates-llc)

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### [Lorady CPA, PLLC](https://planprovider.pro/provider/lorady-cpa-pllc)

Employee Benefit Plan Auditor

Smyrna, TN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $21M under management

[View Profile](https://planprovider.pro/provider/lorady-cpa-pllc)

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### [LSL, LLP](https://planprovider.pro/provider/lsl-llp)

Employee Benefit Plan Auditor

Brea, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $7M under management

**Company:** Est. 1929

[View Profile](https://planprovider.pro/provider/lsl-llp)

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### [Macias, Gini & O'Connell LLP](https://planprovider.pro/provider/macias-gini-and-oconnell-llp)

Employee Benefit Plan Auditor

Sacramento, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $5M under management

**Company:** Est. 1987

[View Profile](https://planprovider.pro/provider/macias-gini-and-oconnell-llp)

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### [Maillie, LLP](https://planprovider.pro/provider/maillie-llp)

Employee Benefit Plan Auditor

Oaks, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $45M under management

**Company:** Est. 1946

[View Profile](https://planprovider.pro/provider/maillie-llp)

"

# Finding the Right 403(b) Auditor for Your Retirement Plan

If you sponsor a 403(b) retirement plan, ensuring compliance and accuracy is critical. A qualified **403b auditor** plays a key role in protecting the plan's participants and meeting regulatory requirements set by the Department of Labor (DOL) and the Internal Revenue Service (IRS).

Retirement plans for tax-exempt organizations, such as schools, hospitals, and non-profits, must adhere to complex rules regarding their plan documents, operations, and financial reporting. When your plan reaches a certain size (typically 100 or more participants), an annual independent audit performed by an experienced **403b auditor** is often mandatory. This audit verifies the financial statements and ensures that the plan operates in accordance with the plan document and IRS/DOL regulations.

## What Does a 403(b) Audit Cover?

Working with an auditor who specializes in employee benefit plans, particularly 403(b) plans, is essential. The auditing procedures focus on several critical areas:

- **Plan Document Compliance:** The auditor verifies that the written plan document satisfies all 403(b) requirements and was timely adopted. Inconsistencies between the plan document and employee handbook should be identified and resolved.

- **Review of Plan Operations:** This includes checking internal controls, ensuring proper administration, and verifying that the plan's operations align with the written document and tax code.

- **Financial Statement Accuracy:** Auditors apply procedures to ensure that the beginning balance of net assets available for benefits is materially correct, which impacts the current year's statement of changes in net assets available for benefits.

- **Regulatory Guidance:** A qualified **403b auditor** provides guidance on IRS and DOL compliance requirements and assists with Form 5500 filing.

## Best Practices for 403(b) Plan Sponsors

While the auditor confirms compliance, plan sponsors have fiduciary oversight responsibilities. Key governance areas include:

- Maintaining a robust governance structure.

- Regularly reviewing investment lineup and fund options.

- Ensuring fee transparency and reasonableness.

- Properly managing record-keeping.

Choosing a firm with deep experience in auditing 403(b) plans is a best practice. Firms that audit various employee benefit plans, including defined contribution, 401(k), and 403(b) plans, often possess the specialized knowledge required to perform a thorough and accurate audit. Look for firms that offer actionable recommendations for improvement and clear communication throughout the process.

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