# Top 403(b) Plan Auditors
Source: https://planprovider.pro/auditors/403b?page=12

> Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Find experienced 403(b) plan auditors for nonprofit and education sector plans.

Browse 934 providers in this category.

## Provider ranking

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### [Eichen & DiMeglio, P.C.](https://planprovider.pro/provider/eichen-and-dimeglio-pc)

Employee Benefit Plan Auditor

Plainview, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $550M under management

[View Profile](https://planprovider.pro/provider/eichen-and-dimeglio-pc)

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### [Elgee Rehfeld, LLC](https://planprovider.pro/provider/elgee-rehfeld-llc)

Employee Benefit Plan Auditor

Juneau, AK

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $30M under management

**Company:** Est. 1983

[View Profile](https://planprovider.pro/provider/elgee-rehfeld-llc)

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### [ELO Prof LLC](https://planprovider.pro/provider/elo-prof-llc)

Employee Benefit Plan Auditor

Mitchell, SD

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $883,809 under management

**Company:** Est. 1995

[View Profile](https://planprovider.pro/provider/elo-prof-llc)

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### [Ennis, Pellum & Associates, P.A.](https://planprovider.pro/provider/ennis-pellum-and-associates-pa)

Employee Benefit Plan Auditor

Jacksonville, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $56M under management

**Company:** Est. 1978

[View Profile](https://planprovider.pro/provider/ennis-pellum-and-associates-pa)

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### [Fasten Halberstam LLP](https://planprovider.pro/provider/fasten-halberstam-llp)

Employee Benefit Plan Auditor

New York, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $6M under management

**Company:** Est. 2003

[View Profile](https://planprovider.pro/provider/fasten-halberstam-llp)

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### [Faw, Casson & Co., LLP](https://planprovider.pro/provider/faw-casson-and-co-llp)

Employee Benefit Plan Auditor

Dover, DE

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $18M under management

**Company:** Est. 1944

[View Profile](https://planprovider.pro/provider/faw-casson-and-co-llp)

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### [Fiondella Milone & LaSaracina LLP](https://planprovider.pro/provider/fiondella-milone-and-lasaracina-llp)

Employee Benefit Plan Auditor

Glastonbury, CT

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $666M under management

**Company:** Est. 2002

[View Profile](https://planprovider.pro/provider/fiondella-milone-and-lasaracina-llp)

- 

### [Fischer Cunnane & Associates Ltd](https://planprovider.pro/provider/fischer-cunnane-and-associates-ltd)

Employee Benefit Plan Auditor

West Chester, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $5M under management

**Company:** Est. 1969

[View Profile](https://planprovider.pro/provider/fischer-cunnane-and-associates-ltd)

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### [Forrestall CPAS, LLC](https://planprovider.pro/provider/forrestall-cpas-llc)

Employee Benefit Plan Auditor

Buford, GA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $5M under management

**Company:** Est. 1978

[View Profile](https://planprovider.pro/provider/forrestall-cpas-llc)

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### [Frank Rimerman & Co. LLP](https://planprovider.pro/provider/frank-rimerman-and-co-llp)

Employee Benefit Plan Auditor

Palo Alto, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $2M under management

**Company:** Est. 1949

[View Profile](https://planprovider.pro/provider/frank-rimerman-and-co-llp)

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### [Galindez LLC](https://planprovider.pro/provider/galindez-llc)

Employee Benefit Plan Auditor

San Juan, PR

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $11M under management

**Company:** Est. 2007

[View Profile](https://planprovider.pro/provider/galindez-llc)

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### [Gary McGee & Co. LLP](https://planprovider.pro/provider/gary-mcgee-and-co-llp)

Employee Benefit Plan Auditor

Portland, OR

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $5M under management

**Company:** Est. 1992

[View Profile](https://planprovider.pro/provider/gary-mcgee-and-co-llp)

- 

### [GreerWalker, LLP](https://planprovider.pro/provider/greerwalker-llp)

Employee Benefit Plan Auditor

Charlotte, NC

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $32M under management

**Company:** Est. 1984

[View Profile](https://planprovider.pro/provider/greerwalker-llp)

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### [Grossberg Company LLP](https://planprovider.pro/provider/grossberg-company-llp)

Employee Benefit Plan Auditor

Bethesda, MD

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $21M under management

**Company:** Est. 1935 • 67 employees

[View Profile](https://planprovider.pro/provider/grossberg-company-llp)

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### [Gunnip & Company LLP](https://planprovider.pro/provider/gunnip-and-company-llp)

Employee Benefit Plan Auditor

Wilmington, DE

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $118M under management

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/gunnip-and-company-llp)

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### [Hannis T. Bourgeois LLP](https://planprovider.pro/provider/hannis-t-bourgeois-llp)

Employee Benefit Plan Auditor

Baton Rouge, LA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $4M under management

**Company:** Est. 1924 • 150 employees

[View Profile](https://planprovider.pro/provider/hannis-t-bourgeois-llp)

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### [Harris CPAs](https://planprovider.pro/provider/harris-cpas)

Employee Benefit Plan Auditor

Meridian, ID

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $5M under management

**Company:** Est. 1996

[View Profile](https://planprovider.pro/provider/harris-cpas)

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### [Harris, Harvey, Neal & Co., LLP](https://planprovider.pro/provider/harris-harvey-neal-and-co-llp)

Employee Benefit Plan Auditor

Danville, VA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $5M under management

**Company:** Est. 1954 • 40 employees

[View Profile](https://planprovider.pro/provider/harris-harvey-neal-and-co-llp)

- 

### [Haynie & Company](https://planprovider.pro/provider/haynie-and-company)

Employee Benefit Plan Auditor

Salt Lake City, UT

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $12M under management

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/haynie-and-company)

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### [Hd Davis Cpas, LLC](https://planprovider.pro/provider/hd-davis-cpas-llc)

Employee Benefit Plan Auditor

Youngstown, OH

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $3M under management

**Company:** Est. 2007

[View Profile](https://planprovider.pro/provider/hd-davis-cpas-llc)

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### [Henjes, Conner & Williams, P.C.](https://planprovider.pro/provider/henjes-conner-and-williams-pc)

Employee Benefit Plan Auditor

Dakota Dunes, SD

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $10M under management

**Company:** Est. 1990

[View Profile](https://planprovider.pro/provider/henjes-conner-and-williams-pc)

- 

### [Henry & Peters, P.C.](https://planprovider.pro/provider/henry-and-peters-pc)

Employee Benefit Plan Auditor

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $6M under management

**Company:** Est. 1929

[View Profile](https://planprovider.pro/provider/henry-and-peters-pc)

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### [Hill, Barth & King LLC](https://planprovider.pro/provider/hill-barth-and-king-llc)

Employee Benefit Plan Auditor

Boardman, OH

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $17M under management

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/hill-barth-and-king-llc)

- 

### [HM&M Group, LLC](https://planprovider.pro/provider/hmandm-group-llc)

Employee Benefit Plan Auditor

Dallas, TX

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $11M under management

**Company:** Est. 1978

[View Profile](https://planprovider.pro/provider/hmandm-group-llc)

- 

### [Holyfield & Thomas, LLC](https://planprovider.pro/provider/holyfield-and-thomas-llc)

Employee Benefit Plan Auditor

West Palm Beach, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 1 plans audited • $5M under management

**Company:** Est. 1982

[View Profile](https://planprovider.pro/provider/holyfield-and-thomas-llc)

"

# Finding the Right 403(b) Auditor for Your Retirement Plan

If you sponsor a 403(b) retirement plan, ensuring compliance and accuracy is critical. A qualified **403b auditor** plays a key role in protecting the plan's participants and meeting regulatory requirements set by the Department of Labor (DOL) and the Internal Revenue Service (IRS).

Retirement plans for tax-exempt organizations, such as schools, hospitals, and non-profits, must adhere to complex rules regarding their plan documents, operations, and financial reporting. When your plan reaches a certain size (typically 100 or more participants), an annual independent audit performed by an experienced **403b auditor** is often mandatory. This audit verifies the financial statements and ensures that the plan operates in accordance with the plan document and IRS/DOL regulations.

## What Does a 403(b) Audit Cover?

Working with an auditor who specializes in employee benefit plans, particularly 403(b) plans, is essential. The auditing procedures focus on several critical areas:

- **Plan Document Compliance:** The auditor verifies that the written plan document satisfies all 403(b) requirements and was timely adopted. Inconsistencies between the plan document and employee handbook should be identified and resolved.

- **Review of Plan Operations:** This includes checking internal controls, ensuring proper administration, and verifying that the plan's operations align with the written document and tax code.

- **Financial Statement Accuracy:** Auditors apply procedures to ensure that the beginning balance of net assets available for benefits is materially correct, which impacts the current year's statement of changes in net assets available for benefits.

- **Regulatory Guidance:** A qualified **403b auditor** provides guidance on IRS and DOL compliance requirements and assists with Form 5500 filing.

## Best Practices for 403(b) Plan Sponsors

While the auditor confirms compliance, plan sponsors have fiduciary oversight responsibilities. Key governance areas include:

- Maintaining a robust governance structure.

- Regularly reviewing investment lineup and fund options.

- Ensuring fee transparency and reasonableness.

- Properly managing record-keeping.

Choosing a firm with deep experience in auditing 403(b) plans is a best practice. Firms that audit various employee benefit plans, including defined contribution, 401(k), and 403(b) plans, often possess the specialized knowledge required to perform a thorough and accurate audit. Look for firms that offer actionable recommendations for improvement and clear communication throughout the process.

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