# Top 401(k) Plan Auditors
Source: https://planprovider.pro/auditors/401k?page=18

> Connect with experienced auditors specializing in 401(k) plan audits. Compare pricing, read reviews, and request proposals from verified professionals.

Find experienced 401(k) plan audit firms. Compare credentials, pricing, and expertise.

Browse 934 providers in this category.

## Provider ranking

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### [Sansiveri, Kimball & Co., LLP](https://planprovider.pro/provider/sansiveri-kimball-and-co-llp)

Employee Benefit Plan Auditor

Providence, RI

**Credentials:** AICPA Member • Plan Audit Quality Center (EBPAQC)

**Stats:** 11 plans audited • $332M under management

**Company:** Est. 2012 • 61 employees

[View Profile](https://planprovider.pro/provider/sansiveri-kimball-and-co-llp)

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### [Swalling & Associates, P.C.](https://planprovider.pro/provider/swalling-and-associates-pc)

Employee Benefit Plan Auditor

Anchorage, AK

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 11 plans audited • $398M under management

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/swalling-and-associates-pc)

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### [BGBC Partners LLP](https://planprovider.pro/provider/bgbc-partners-llp)

Employee Benefit Plan Auditor

Indianapolis, IN

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $318M under management

**Company:** Est. 1970

[View Profile](https://planprovider.pro/provider/bgbc-partners-llp)

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### [Dana F. Cole & Company, LLP](https://planprovider.pro/provider/dana-f-cole-and-company-llp)

Employee Benefit Plan Auditor

Lincoln, NE

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $113M under management

**Company:** Est. 1915

[View Profile](https://planprovider.pro/provider/dana-f-cole-and-company-llp)

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### [Dent Moses, LLP](https://planprovider.pro/provider/dent-moses-llp)

Employee Benefit Plan Auditor

Birmingham, AL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $1.1B under management

**Company:** Est. 2015

[View Profile](https://planprovider.pro/provider/dent-moses-llp)

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### [Fester & Chapman, PLLC](https://planprovider.pro/provider/fester-and-chapman-pllc)

Employee Benefit Plan Auditor

Scottsdale, AZ

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $239M under management

**Company:** Est. 2003

[View Profile](https://planprovider.pro/provider/fester-and-chapman-pllc)

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### [Hozik & Company, PLC](https://planprovider.pro/provider/hozik-and-company-plc)

Employee Benefit Plan Auditor

McLean, VA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $185M under management

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/hozik-and-company-plc)

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### [Jacoby and Handley, PLLC](https://planprovider.pro/provider/jacoby-and-handley-pllc)

Employee Benefit Plan Auditor

Vero Beach, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $357M under management

**Company:** Est. 1991

[View Profile](https://planprovider.pro/provider/jacoby-and-handley-pllc)

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### [James Moore & Co., P.L.](https://planprovider.pro/provider/james-moore-and-co-pl)

Employee Benefit Plan Auditor

Gainesville, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $835M under management

**Company:** Est. 1964

[View Profile](https://planprovider.pro/provider/james-moore-and-co-pl)

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### [Kelley Galloway Smith Goolsby, PSC](https://planprovider.pro/provider/kelley-galloway-smith-goolsby-psc)

Employee Benefit Plan Auditor

Ashland, KY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $162M under management

**Company:** Est. 2008

[View Profile](https://planprovider.pro/provider/kelley-galloway-smith-goolsby-psc)

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### [Kerkering, Barberio & Co.](https://planprovider.pro/provider/kerkering-barberio-and-co)

Employee Benefit Plan Auditor

Sarasota, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $172M under management

**Company:** Est. 1972

[View Profile](https://planprovider.pro/provider/kerkering-barberio-and-co)

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### [Manning & Associates CPAs, LLC](https://planprovider.pro/provider/manning-and-associates-cpas-llc)

Employee Benefit Plan Auditor

Dayton, OH

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $97M under management

**Company:** Est. 1980

[View Profile](https://planprovider.pro/provider/manning-and-associates-cpas-llc)

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### [Marshall Vander Linden CPA PLC](https://planprovider.pro/provider/marshall-vander-linden-cpa-plc)

Employee Benefit Plan Auditor

Clive, IA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $694M under management

**Company:** Est. 2006

[View Profile](https://planprovider.pro/provider/marshall-vander-linden-cpa-plc)

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### [Martens and Company, CPA, LLP](https://planprovider.pro/provider/martens-and-company-cpa-llp)

Employee Benefit Plan Auditor

West Des Moines, IA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $175M under management

**Company:** Est. 1972

[View Profile](https://planprovider.pro/provider/martens-and-company-cpa-llp)

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### [PDR CPAS + Advisors](https://planprovider.pro/provider/pdr-cpas-advisors)

Employee Benefit Plan Auditor

Oldsmar, FL

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $166M under management

**Company:** Est. 1974

[View Profile](https://planprovider.pro/provider/pdr-cpas-advisors)

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### [RFH, PLLC](https://planprovider.pro/provider/rfh-pllc)

Employee Benefit Plan Auditor

Lexington, KY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $204M under management

**Company:** Est. 2012

[View Profile](https://planprovider.pro/provider/rfh-pllc)

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### [Stephens, Reidinger & Beller LLP](https://planprovider.pro/provider/stephens-reidinger-and-beller-llp)

Employee Benefit Plan Auditor

Newport Beach, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $323M under management

**Company:** Est. 1995

[View Profile](https://planprovider.pro/provider/stephens-reidinger-and-beller-llp)

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### [Thong, Yu, Wong & Lee, LLP](https://planprovider.pro/provider/thong-yu-wong-and-lee-llp)

Employee Benefit Plan Auditor

Rosemead, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $184M under management

**Company:** Est. 1987

[View Profile](https://planprovider.pro/provider/thong-yu-wong-and-lee-llp)

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### [Vail & Park, P.C.](https://planprovider.pro/provider/vail-and-park-pc)

Employee Benefit Plan Auditor

Richardson, TX

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $117M under management

**Company:** Est. 2005

[View Profile](https://planprovider.pro/provider/vail-and-park-pc)

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### [WellsColeman](https://planprovider.pro/provider/wellscoleman)

Employee Benefit Plan Auditor

Richmond, VA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 10 plans audited • $218M under management

**Company:** Est. 1945

[View Profile](https://planprovider.pro/provider/wellscoleman)

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### [Alan Goodman CPA PC](https://planprovider.pro/provider/alan-goodman-cpa-pc)

Employee Benefit Plan Auditor

Brooklyn, NY

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 9 plans audited • $56M under management

**Company:** Est. 1988

[View Profile](https://planprovider.pro/provider/alan-goodman-cpa-pc)

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### [Deluzio & Company LLP](https://planprovider.pro/provider/deluzio-and-company-llp)

Employee Benefit Plan Auditor

Greensburg, PA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 9 plans audited • $258M under management

[View Profile](https://planprovider.pro/provider/deluzio-and-company-llp)

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### [DGPerry PLLC](https://planprovider.pro/provider/dgperry-pllc)

Employee Benefit Plan Auditor

Canfield, OH

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 9 plans audited • $152M under management

**Company:** Est. 2002

[View Profile](https://planprovider.pro/provider/dgperry-pllc)

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### [DiSanto, Priest & Co.](https://planprovider.pro/provider/disanto-priest-and-co)

Employee Benefit Plan Auditor

Warwick, RI

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 9 plans audited • $406M under management

**Company:** Est. 1970 • 108 employees

[View Profile](https://planprovider.pro/provider/disanto-priest-and-co)

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### [Dritsas Groom McCormick, LLP](https://planprovider.pro/provider/dritsas-groom-mccormick-llp)

Employee Benefit Plan Auditor

Fresno, CA

**Credentials:** Plan Audit Quality Center (EBPAQC) • AICPA Member

**Stats:** 9 plans audited • $101M under management

**Company:** Est. 1981

[View Profile](https://planprovider.pro/provider/dritsas-groom-mccormick-llp)

## Choosing the Right Retirement Plan Provider: A Focus on the 401k Auditor Role

**

[The average 401(k) audit cost](https://planprovider.pro/benchmarks/401k-average/audit-cost) in the US as of 2024 was $$16,450.

**

Selecting a retirement plan provider is one of the most significant decisions a business owner can make. The right provider offers essential services, manages complex regulations, and ultimately helps employees secure their financial future. When comparing options, understanding the role of key oversight personnel, like the **401k auditor**, is crucial for maintaining compliance and minimizing risk.

A retirement plan provider is responsible for administering the plan, handling investments, managing recordkeeping, and ensuring regulatory adherence. For larger plans, federal law often mandates an annual independent audit by a qualified **401k auditor**. This audit verifies the plan’s financials and ensures operational compliance with ERISA (Employee Retirement Income Security Act) rules.

## Why the 401k Auditor Matters in Provider Selection

The audit process is complex, and the quality of your plan provider can directly impact the ease and success of the annual review. A high-quality provider will: 

- Maintain impeccable records, simplifying the data collection for the **401k auditor**.

- Implement robust internal controls to prevent errors and fraudulent activity.

- Stay current with changing regulations to ensure the plan remains compliant year-round.

Choosing a provider with a proven track record of successful audits and strong fiduciary support can significantly reduce your administrative burden and liability. When evaluating potential partners, inquire about their internal compliance teams and how they assist clients in preparing for and responding to the findings of an independent **401k auditor**.

## Key Services Offered by Top Retirement Plan Providers

While compliance is paramount, providers also offer a range of services designed to enhance the plan for both the employer and the participants. These include:

- **Fiduciary Support:** Offering guidance and taking on some of the fiduciary responsibilities to lessen the employer's risk.

- **Investment Selection:** Providing access to a diverse menu of investment options and professional investment management services.

- **Participant Education:** Offering workshops, tools, and personalized advice to help employees make informed decisions about their savings.

- **Technology and Administration:** State-of-the-art platforms for seamless enrollment, contribution processing, and reporting.

The right provider acts as a strategic partner, helping you navigate complex legal requirements while delivering maximum value to your employees. Whether you are launching a new plan or looking to switch providers, thorough due diligence is essential. Focus on finding a provider who prioritizes transparency, compliance, and participant success. A strong relationship with your provider will ensure that when your plan is reviewed by a **401k auditor**, the process is smooth and stress-free.

Take the time to explore your options and find a provider whose expertise in administration and commitment to compliance aligns with your business needs and long-term goals.

[View full interactive listing on PlanProvider.Pro](https://planprovider.pro/auditors/401k?page=18)

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