# Find 3(21) Investment Advisors
Source: https://planprovider.pro/3-21-investment-advisors?page=5

> Compare leading ERISA 3(21) investment advisors to secure professional co-fiduciary support. Find experts to guide your retirement plan investment strategy.

Secure expert co-fiduciary support for your retirement plan. Compare top-rated ERISA 3(21) investment advisors who provide professional guidance and investment monitoring while allowing you to retain control over final decisions.

Browse 507 providers in this category.

## Provider ranking

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### [Paradigm Capital Management](https://planprovider.pro/provider/paradigm-capital-management)

Plan Advisor

Reno, NV

**Stats:** $1.8B under management

[View Profile](https://planprovider.pro/provider/paradigm-capital-management)

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### [Traynor Capital Management](https://planprovider.pro/provider/traynor-capital-management)

Plan Advisor

Malvern, PA

**Stats:** $1.8B under management

**Company:** Est. 2006

[View Profile](https://planprovider.pro/provider/traynor-capital-management)

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### [Ifam Capital](https://planprovider.pro/provider/ifam-capital)

Plan Advisor

Fort Collins, CO

**Stats:** $1.7B under management

**Company:** Est. 2014

[View Profile](https://planprovider.pro/provider/ifam-capital)

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### [Asi Wealth Management & Consulting Services](https://planprovider.pro/provider/asi-wealth-management-and-consulting-services)

Plan Advisor

Bend, OR

**Stats:** $1.7B under management

**Company:** Est. 1998

[View Profile](https://planprovider.pro/provider/asi-wealth-management-and-consulting-services)

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### [Nilsine Partners, LLC](https://planprovider.pro/provider/nilsine-partners-llc)

Plan Advisor

Greenwood Village, CO

**Stats:** $1.7B under management

**Company:** Est. 2021

[View Profile](https://planprovider.pro/provider/nilsine-partners-llc)

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### [American Wealth Management](https://planprovider.pro/provider/american-wealth-management)

Plan Advisor

Reno, NV

**Stats:** $1.6B under management

**Company:** Est. 2006

[View Profile](https://planprovider.pro/provider/american-wealth-management)

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### [Schaper Benz & Wise Investment Counsel INC](https://planprovider.pro/provider/schaper-benz-and-wise-investment-counsel-inc)

Plan Advisor

Neenah, WI

**Stats:** $1.6B under management

[View Profile](https://planprovider.pro/provider/schaper-benz-and-wise-investment-counsel-inc)

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### [Abundance Wealth Counselors, LLC](https://planprovider.pro/provider/abundance-wealth-counselors-llc)

Plan Advisor

State College, PA

**Stats:** $1.6B under management

**Company:** Est. 2001

[View Profile](https://planprovider.pro/provider/abundance-wealth-counselors-llc)

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### [Clarity Financial Advisors LLC](https://planprovider.pro/provider/clarity-financial-advisors-llc)

Plan Advisor

St. Petersburg, FL

**Stats:** $1.5B under management

**Company:** Est. 2022

[View Profile](https://planprovider.pro/provider/clarity-financial-advisors-llc)

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### [Keystone Financial Group, LLC](https://planprovider.pro/provider/keystone-financial-group-llc)

Plan Advisor

Lexington, KY

**Credentials:** CFP® - Certified Financial Planner

**Stats:** $1.5B under management

**Company:** Est. 2008 • 33 employees

[View Profile](https://planprovider.pro/provider/keystone-financial-group-llc)

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### [Abound Wealth Management, LLC](https://planprovider.pro/provider/abound-wealth-management-llc)

Plan Advisor

Franklin, TN

**Stats:** $1.4B under management

**Company:** 34 employees

[View Profile](https://planprovider.pro/provider/abound-wealth-management-llc)

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### [Anchor Investment Management](https://planprovider.pro/provider/anchor-investment-management)

Plan Advisor

Columbia, SC

**Stats:** $1.4B under management

**Company:** Est. 2000

[View Profile](https://planprovider.pro/provider/anchor-investment-management)

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### [Hhm Wealth Advisors, LLC](https://planprovider.pro/provider/hhm-wealth-advisors-llc)

Plan Advisor

Chattanooga, TN

**Stats:** $1.4B under management

[View Profile](https://planprovider.pro/provider/hhm-wealth-advisors-llc)

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### [Mill Capital Management, LLC](https://planprovider.pro/provider/mill-capital-management-llc)

Plan Advisor

Concord, NC

**Stats:** $1.4B under management

**Company:** Est. 2021 • 5 employees

[View Profile](https://planprovider.pro/provider/mill-capital-management-llc)

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### [Petersen Hastings Investment Management INC](https://planprovider.pro/provider/petersen-hastings-investment-management-inc)

Plan Advisor

Kennewick, WA

**Stats:** $1.4B under management

**Company:** Est. 1962

[View Profile](https://planprovider.pro/provider/petersen-hastings-investment-management-inc)

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### [Petredis Investment Advisors](https://planprovider.pro/provider/petredis-investment-advisors)

Plan Advisor

Warrendale, PA

**Stats:** $1.4B under management

**Company:** Est. 2022

[View Profile](https://planprovider.pro/provider/petredis-investment-advisors)

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### [Silicon Valley Retirement Services, LLC](https://planprovider.pro/provider/silicon-valley-retirement-services-llc)

Plan Advisor

San Jose, CA

**Stats:** $1.4B under management

**Company:** Est. 2010 • 2 employees

[View Profile](https://planprovider.pro/provider/silicon-valley-retirement-services-llc)

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### [Strategy Cap, LLC](https://planprovider.pro/provider/strategy-cap-llc)

Plan Advisor

Bend, OR

**Stats:** $1.3B under management

[View Profile](https://planprovider.pro/provider/strategy-cap-llc)

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### [Means Wealth Management](https://planprovider.pro/provider/means-wealth-management)

Plan Advisor

Bangor, ME

**Stats:** $1.3B under management

**Company:** Est. 1935

[View Profile](https://planprovider.pro/provider/means-wealth-management)

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### [True Private Wealth Advisors, LLC](https://planprovider.pro/provider/true-private-wealth-advisors-llc)

Plan Advisor

Salem, OR

**Stats:** $1.3B under management

[View Profile](https://planprovider.pro/provider/true-private-wealth-advisors-llc)

- 

### [Future Finances INC](https://planprovider.pro/provider/future-finances-inc)

Plan Advisor

Columbus, OH

**Stats:** $1.2B under management

[View Profile](https://planprovider.pro/provider/future-finances-inc)

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### [Gateway Wealth Partners, LLC](https://planprovider.pro/provider/gateway-wealth-partners-llc)

Plan Advisor

Appleton, WI

**Stats:** $1.2B under management

[View Profile](https://planprovider.pro/provider/gateway-wealth-partners-llc)

- 

### [Jgp Wealth Management, LLC](https://planprovider.pro/provider/jgp-wealth-management-llc)

Plan Advisor

Portland, OR

**Stats:** $1.2B under management

**Company:** Est. 2018

[View Profile](https://planprovider.pro/provider/jgp-wealth-management-llc)

- 

### [Market Guard](https://planprovider.pro/provider/market-guard)

Plan Advisor

Vienna, VA

**Stats:** $1.2B under management

[View Profile](https://planprovider.pro/provider/market-guard)

- 

### [Adams Brown Wealth Consultants, LLC](https://planprovider.pro/provider/adams-brown-wealth-consultants-llc)

Plan Advisor

Great Bend, KS

**Credentials:** AIF® - Accredited Investment Fiduciary • Other • CFP® - Certified Financial Planner • +1 more

**Stats:** $1.1B under management

**Company:** Est. 2019

[View Profile](https://planprovider.pro/provider/adams-brown-wealth-consultants-llc)

# Partner with Top ERISA 3(21) Investment Advisors

Managing a corporate retirement plan requires navigating a complex landscape of investment choices, regulatory obligations, and fiduciary liabilities. For plan sponsors who want to retain final authority over their plan's investment menu but require professional expertise to make informed decisions, hiring an **ERISA 3(21) investment advisor** is the ideal strategy. These professionals act as "co-fiduciaries," working alongside you to ensure your plan remains competitive, compliant, and beneficial for your employees.

## What is a 3(21) Fiduciary Advisor?

Under ERISA Section 3(21), an advisor is defined as a fiduciary if they render investment advice for a fee. Unlike a 3(38) manager who takes full discretion, a 3(21) advisor serves as a strategic partner. They provide the research, due diligence, and recommendations, but the plan sponsor (typically the investment committee) retains the final say on which funds to add, keep, or remove. This "help me do it" model is perfect for organizations that want to stay involved in the process without shouldering the burden of investment analysis alone.

Key services provided by qualified 3(21) advisors include:

- **Investment Screening:** Rigorous analysis of mutual funds and ETFs to ensure they meet performance and cost benchmarks.

- **Quarterly Monitoring:** Ongoing review of the investment lineup to identify underperforming funds or style drift.

- **Fiduciary Training:** Educating your investment committee on their responsibilities to minimize personal liability.

- **Fee Benchmarking:** helping you evaluate costs against industry standards, often coordinating with [retirement plan providers](https://planprovider.pro/retirement-plans) to negotiate better rates.

## The Difference Between 3(21) and 3(38) Advisors

Choosing between a 3(21) and a 3(38) advisor comes down to how much control—and liability—you wish to delegate. While a 3(21) advisor shares the fiduciary risk with you, a 3(38) investment manager assumes the bulk of the liability for investment selection. Many of the firms listed in our [Plan Advisors](https://planprovider.pro/plan-advisors) directory offer both levels of service, allowing you to scale your engagement as your company's needs evolve.

## Mitigating Risk and Ensuring Compliance

One of the primary reasons to engage a 3(21) advisor is risk mitigation. The Department of Labor focuses heavily on procedural prudence—not just investment results. A 3(21) advisor helps you document your decision-making process, creating a paper trail that is vital during regulatory reviews. They often collaborate with other professionals, such as [ERISA attorneys](https://planprovider.pro/erisa-attorneys) and [auditors](https://planprovider.pro/auditors), to ensure that your plan's governance structure is legally sound.

Explore our comprehensive list of ERISA 3(21) investment advisors to find a partner who aligns with your fiduciary goals and helps you build a retirement plan that empowers your workforce.

[View full interactive listing on PlanProvider.Pro](https://planprovider.pro/3-21-investment-advisors?page=5)

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