# Find 3(21) Investment Advisors
Source: https://planprovider.pro/3-21-investment-advisors?page=2

> Compare leading ERISA 3(21) investment advisors to secure professional co-fiduciary support. Find experts to guide your retirement plan investment strategy.

Secure expert co-fiduciary support for your retirement plan. Compare top-rated ERISA 3(21) investment advisors who provide professional guidance and investment monitoring while allowing you to retain control over final decisions.

Browse 507 providers in this category.

## Provider ranking

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### [NFP, an Aon company](https://planprovider.pro/provider/nfp)

Plan Advisor

Aliso Viejo, CA

**Stats:** 10,000 clients • $110.0B under management

[View Profile](https://planprovider.pro/provider/nfp)

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### [Avantax Advisory Services](https://planprovider.pro/provider/avantax-advisory-services)

Plan Advisor

Dallas, TX

**Stats:** $92.8B under management

[View Profile](https://planprovider.pro/provider/avantax-advisory-services)

- 

### [Kestra Investment Management, Llc.](https://planprovider.pro/provider/kestra-investment-management-llc)

Plan Advisor

Austin, TX

**Stats:** $60.2B under management

[View Profile](https://planprovider.pro/provider/kestra-investment-management-llc)

- 

### [Carson Wealth Management Group](https://planprovider.pro/provider/carson-wealth-management-group)

Plan Advisor

Omaha, NE

**Credentials:** CFP® - Certified Financial Planner • AIF® - Accredited Investment Fiduciary • CFA® - Chartered Financial Analyst

**Stats:** $55.0B under management

**Company:** Est. 1983

[View Profile](https://planprovider.pro/provider/carson-wealth-management-group)

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### [First National Corporation](https://planprovider.pro/provider/first-national-corporation)

Plan Advisor

Pittsburgh, PA

**Stats:** $50.0B under management

[View Profile](https://planprovider.pro/provider/first-national-corporation)

- 

### [D.a. Davidson & Co.](https://planprovider.pro/provider/da-davidson-and-co)

Plan Advisor

Great Falls, MT

**Stats:** $41.8B under management

**Company:** Est. 1935 • 1,350 employees

[View Profile](https://planprovider.pro/provider/da-davidson-and-co)

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### [Harding Loevner LP](https://planprovider.pro/provider/harding-loevner-lp)

Plan Advisor

Bridgewater, NJ

**Stats:** $40.0B under management

**Company:** Est. 1989

[View Profile](https://planprovider.pro/provider/harding-loevner-lp)

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### [Oxford Financial Group, LTD](https://planprovider.pro/provider/oxford-financial-group-ltd)

Plan Advisor

Carmel, IN

**Stats:** $38.0B under management

**Company:** Est. 1981

[View Profile](https://planprovider.pro/provider/oxford-financial-group-ltd)

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### [Benchmark Capital Group Ltd.](https://planprovider.pro/provider/benchmark-capital-group-ltd)

Plan Advisor

**Stats:** $32.5B under management

**Company:** Est. 2015

[View Profile](https://planprovider.pro/provider/benchmark-capital-group-ltd)

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### [Global Retirement Partners, LLC](https://planprovider.pro/provider/global-retirement-partners-llc)

Plan Advisor

San Rafael, CA

**Stats:** $31.9B under management

**Company:** Est. 2014 • 434 employees

[View Profile](https://planprovider.pro/provider/global-retirement-partners-llc)

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### [Eagle Capital Management, LLC](https://planprovider.pro/provider/eagle-capital-management-llc)

Plan Advisor

New York, NY

**Stats:** $31.2B under management

**Company:** Est. 1988 • 97 employees

[View Profile](https://planprovider.pro/provider/eagle-capital-management-llc)

- 

### [Brighton Jones LLC](https://planprovider.pro/provider/brighton-jones-llc)

Plan Advisor

Seattle, WA

**Stats:** $30.0B under management

**Company:** Est. 1999 • 257 employees

[View Profile](https://planprovider.pro/provider/brighton-jones-llc)

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### [Arvest Wealth Management](https://planprovider.pro/provider/arvest-wealth-management)

Plan Advisor

Lowell, AR

**Stats:** $15.9B under management

[View Profile](https://planprovider.pro/provider/arvest-wealth-management)

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### [Concurrent Investment Advisors, LLC](https://planprovider.pro/provider/concurrent-investment-advisors-llc)

Plan Advisor

Tampa, FL

**Credentials:** RIA - Registered Investment Advisor • CFP® - Certified Financial Planner • Other

**Stats:** $15.7B under management

**Company:** Est. 2016 • 65 employees

[View Profile](https://planprovider.pro/provider/concurrent-investment-advisors-llc)

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### [Stephens](https://planprovider.pro/provider/stephens)

Plan Advisor

Little Rock, AR

**Stats:** $15.6B under management

**Company:** Est. 1933 • 1,300 employees

[View Profile](https://planprovider.pro/provider/stephens)

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### [Park Avenue Securities LLC](https://planprovider.pro/provider/park-avenue-securities-llc)

Plan Advisor

New York, NY

**Stats:** $15.0B under management

**Company:** Est. 1999

[View Profile](https://planprovider.pro/provider/park-avenue-securities-llc)

- 

### [Western Financial Corporation](https://planprovider.pro/provider/western-financial-corporation)

Plan Advisor

San Diego, CA

**Stats:** $14.6B under management

[View Profile](https://planprovider.pro/provider/western-financial-corporation)

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### [Akre Capital Management, LLC](https://planprovider.pro/provider/akre-capital-management-llc)

Plan Advisor

Middleburg, VA

**Stats:** $14.4B under management

**Company:** Est. 1989

[View Profile](https://planprovider.pro/provider/akre-capital-management-llc)

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### [Soltis Investment Advisors](https://planprovider.pro/provider/soltis-investment-advisors)

Plan Advisor • Pro Score 4.1

St George, UT

**Credentials:** CEFEX Certified

**Stats:** $12.0B under management

**Company:** Est. 2000 • 130 employees

[View Profile](https://planprovider.pro/provider/soltis-investment-advisors)

- 

### [Evergreen Advisors, LLC](https://planprovider.pro/provider/evergreen-advisors-llc)

Plan Advisor

Chattanooga, TN

**Stats:** $10.8B under management

**Company:** Est. 2001

[View Profile](https://planprovider.pro/provider/evergreen-advisors-llc)

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### [Heritage Financial Solutions, LLC](https://planprovider.pro/provider/heritage-financial-solutions-llc)

Plan Advisor

Dodge City, KS

**Stats:** $10.5B under management

[View Profile](https://planprovider.pro/provider/heritage-financial-solutions-llc)

- 

### [Conrad Siegel Investment Advisors](https://planprovider.pro/provider/conrad-siegel-investment-advisors)

Plan Advisor

Harrisburg, PA

**Stats:** $10.1B under management

[View Profile](https://planprovider.pro/provider/conrad-siegel-investment-advisors)

- 

### [Charles Stephen And Co., Inc.](https://planprovider.pro/provider/charles-stephen-and-co-inc)

Plan Advisor

Albuquerque, NM

**Credentials:** CFP® - Certified Financial Planner • AIF® - Accredited Investment Fiduciary

**Stats:** $10.0B under management

**Company:** Est. 1984 • 30 employees

[View Profile](https://planprovider.pro/provider/charles-stephen-and-co-inc)

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### [DGPG Investments, LLC](https://planprovider.pro/provider/dfpg-investments-llc)

Plan Advisor

Sandy, UT

**Stats:** $10.0B under management

**Company:** Est. 2010

[View Profile](https://planprovider.pro/provider/dfpg-investments-llc)

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### [Thurston Springer Advisors](https://planprovider.pro/provider/thurston-springer-advisors)

Plan Advisor

Indianapolis, IN

**Stats:** $10.0B under management

[View Profile](https://planprovider.pro/provider/thurston-springer-advisors)

# Partner with Top ERISA 3(21) Investment Advisors

Managing a corporate retirement plan requires navigating a complex landscape of investment choices, regulatory obligations, and fiduciary liabilities. For plan sponsors who want to retain final authority over their plan's investment menu but require professional expertise to make informed decisions, hiring an **ERISA 3(21) investment advisor** is the ideal strategy. These professionals act as "co-fiduciaries," working alongside you to ensure your plan remains competitive, compliant, and beneficial for your employees.

## What is a 3(21) Fiduciary Advisor?

Under ERISA Section 3(21), an advisor is defined as a fiduciary if they render investment advice for a fee. Unlike a 3(38) manager who takes full discretion, a 3(21) advisor serves as a strategic partner. They provide the research, due diligence, and recommendations, but the plan sponsor (typically the investment committee) retains the final say on which funds to add, keep, or remove. This "help me do it" model is perfect for organizations that want to stay involved in the process without shouldering the burden of investment analysis alone.

Key services provided by qualified 3(21) advisors include:

- **Investment Screening:** Rigorous analysis of mutual funds and ETFs to ensure they meet performance and cost benchmarks.

- **Quarterly Monitoring:** Ongoing review of the investment lineup to identify underperforming funds or style drift.

- **Fiduciary Training:** Educating your investment committee on their responsibilities to minimize personal liability.

- **Fee Benchmarking:** helping you evaluate costs against industry standards, often coordinating with [retirement plan providers](https://planprovider.pro/retirement-plans) to negotiate better rates.

## The Difference Between 3(21) and 3(38) Advisors

Choosing between a 3(21) and a 3(38) advisor comes down to how much control—and liability—you wish to delegate. While a 3(21) advisor shares the fiduciary risk with you, a 3(38) investment manager assumes the bulk of the liability for investment selection. Many of the firms listed in our [Plan Advisors](https://planprovider.pro/plan-advisors) directory offer both levels of service, allowing you to scale your engagement as your company's needs evolve.

## Mitigating Risk and Ensuring Compliance

One of the primary reasons to engage a 3(21) advisor is risk mitigation. The Department of Labor focuses heavily on procedural prudence—not just investment results. A 3(21) advisor helps you document your decision-making process, creating a paper trail that is vital during regulatory reviews. They often collaborate with other professionals, such as [ERISA attorneys](https://planprovider.pro/erisa-attorneys) and [auditors](https://planprovider.pro/auditors), to ensure that your plan's governance structure is legally sound.

Explore our comprehensive list of ERISA 3(21) investment advisors to find a partner who aligns with your fiduciary goals and helps you build a retirement plan that empowers your workforce.

[View full interactive listing on PlanProvider.Pro](https://planprovider.pro/3-21-investment-advisors?page=2)

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