# Find 3(21) Investment Advisors
Source: https://planprovider.pro/3-21-investment-advisors?page=18

> Compare leading ERISA 3(21) investment advisors to secure professional co-fiduciary support. Find experts to guide your retirement plan investment strategy.

Secure expert co-fiduciary support for your retirement plan. Compare top-rated ERISA 3(21) investment advisors who provide professional guidance and investment monitoring while allowing you to retain control over final decisions.

Browse 507 providers in this category.

## Provider ranking

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### [Integrated Financial Consulting, LLC](https://planprovider.pro/provider/integrated-financial-consulting-llc)

Plan Advisor

Airmont, NY

**Stats:** $125M under management

**Company:** Est. 1996

[View Profile](https://planprovider.pro/provider/integrated-financial-consulting-llc)

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### [Taylor Securities Services, Inc.](https://planprovider.pro/provider/taylor-securities-services-inc)

Plan Advisor

Harrisburg, PA

**Stats:** $125M under management

**Company:** Est. 2005

[View Profile](https://planprovider.pro/provider/taylor-securities-services-inc)

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### [O'donnell Wealth Management](https://planprovider.pro/provider/odonnell-wealth-management)

Plan Advisor

Cody, WY

**Stats:** $123M under management

[View Profile](https://planprovider.pro/provider/odonnell-wealth-management)

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### [Springboard Asset Management LLC](https://planprovider.pro/provider/springboard-asset-management-llc)

Plan Advisor

Cheshire, CT

**Stats:** $119M under management

**Company:** Est. 2022

[View Profile](https://planprovider.pro/provider/springboard-asset-management-llc)

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### [Zehnder Wealth Management, LLC](https://planprovider.pro/provider/zehnder-wealth-management-llc)

Plan Advisor

Saint Cloud, FL

**Stats:** $116M under management

[View Profile](https://planprovider.pro/provider/zehnder-wealth-management-llc)

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### [Costello Financial Planning, Inc.](https://planprovider.pro/provider/costello-financial-planning-inc)

Plan Advisor

Chicago, IL

**Stats:** $116M under management

**Company:** Est. 2015

[View Profile](https://planprovider.pro/provider/costello-financial-planning-inc)

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### [Emergent Financial Services, Llc.](https://planprovider.pro/provider/emergent-financial-services-llc)

Plan Advisor

Charlottesville, VA

**Stats:** $110M under management

[View Profile](https://planprovider.pro/provider/emergent-financial-services-llc)

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### [Integrity Ria, LLC](https://planprovider.pro/provider/integrity-ria-llc)

Plan Advisor

Lafayette, LA

**Stats:** $105M under management

**Company:** Est. 2021 • 3 employees

[View Profile](https://planprovider.pro/provider/integrity-ria-llc)

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### [Arthur J. Gallagher & Co.](https://planprovider.pro/provider/arthur-j-gallagher-and-co)

Plan Advisor

Rolling Meadows, IL

**Stats:** 3,000 clients • $105M under management

**Company:** Est. 1927 • 51,261 employees

[View Profile](https://planprovider.pro/provider/arthur-j-gallagher-and-co)

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### [Davis Financial Planning](https://planprovider.pro/provider/davis-financial-planning)

Plan Advisor

West Haven, UT

**Stats:** $101M under management

**Company:** Est. 2010

[View Profile](https://planprovider.pro/provider/davis-financial-planning)

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### [Stordahl Capital Management, Inc.](https://planprovider.pro/provider/stordahl-capital-management-inc)

Plan Advisor

Greenwood Village, CO

**Stats:** $100M under management

[View Profile](https://planprovider.pro/provider/stordahl-capital-management-inc)

- 

### [Carter Asset Management](https://planprovider.pro/provider/carter-asset-management)

Plan Advisor

Abilene, TX

**Stats:** $100M under management

**Company:** Est. 1983

[View Profile](https://planprovider.pro/provider/carter-asset-management)

- 

### [Garrett Nagle & Co., Inc.](https://planprovider.pro/provider/garrett-nagle-and-co-inc)

Plan Advisor

Woburn, MA

**Stats:** $98M under management

**Company:** Est. 1976

[View Profile](https://planprovider.pro/provider/garrett-nagle-and-co-inc)

- 

### [Vam Group, LLC](https://planprovider.pro/provider/vam-group-llc)

Plan Advisor

Sewickley, PA

**Stats:** $81M under management

[View Profile](https://planprovider.pro/provider/vam-group-llc)

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### [Canterbury Investment Management, LLC](https://planprovider.pro/provider/canterbury-investment-management-llc)

Plan Advisor

Zionsville, IN

**Stats:** $65M under management

**Company:** Est. 2003

[View Profile](https://planprovider.pro/provider/canterbury-investment-management-llc)

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### [Prevail Wealth Management](https://planprovider.pro/provider/prevail-wealth-management)

Plan Advisor

Kirkland, WA

**Stats:** $64M under management

[View Profile](https://planprovider.pro/provider/prevail-wealth-management)

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### [Acrylic Financial, Inc.](https://planprovider.pro/provider/acrylic-financial-inc)

Plan Advisor

Fountain Hills, AZ

**Stats:** $58M under management

**Company:** Est. 2017

[View Profile](https://planprovider.pro/provider/acrylic-financial-inc)

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### [Solid Rock Wealth Management, Inc.](https://planprovider.pro/provider/solid-rock-wealth-management-inc)

Plan Advisor

Bozeman, MT

**Stats:** $57M under management

**Company:** Est. 2015 • 1 employees

[View Profile](https://planprovider.pro/provider/solid-rock-wealth-management-inc)

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### [Leelyn Smith, LLC](https://planprovider.pro/provider/leelyn-smith-llc)

Plan Advisor

Geneva, IL

**Stats:** $50M under management

**Company:** 21 employees

[View Profile](https://planprovider.pro/provider/leelyn-smith-llc)

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### [Select Investment Solutions, LLC](https://planprovider.pro/provider/select-investment-solutions-llc)

Plan Advisor

Washington, DC

**Stats:** $31M under management

[View Profile](https://planprovider.pro/provider/select-investment-solutions-llc)

- 

### [Mutual Of Omaha Investor Services, Inc.](https://planprovider.pro/provider/mutual-of-omaha-investor-services-inc)

Plan Advisor

Omaha, NE

**Stats:** $24M under management

[View Profile](https://planprovider.pro/provider/mutual-of-omaha-investor-services-inc)

- 

### [Allmerits](https://planprovider.pro/provider/allmerits)

Plan Advisor

Buena Park, CA

**Stats:** $19M under management

**Company:** Est. 2015 • 12 employees

[View Profile](https://planprovider.pro/provider/allmerits)

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### [Excelsior Investors](https://planprovider.pro/provider/excelsior-investors)

Plan Advisor

Excelsior, MN

**Stats:** $18M under management

**Company:** Est. 2000

[View Profile](https://planprovider.pro/provider/excelsior-investors)

- 

### [Hill Investment Group](https://planprovider.pro/provider/hill-investment-group)

Plan Advisor

St. Louis, MO

**Stats:** $16M under management

**Company:** Est. 2005 • 21 employees

[View Profile](https://planprovider.pro/provider/hill-investment-group)

- 

### [Marble Trail Advisors](https://planprovider.pro/provider/marble-trail-advisors)

Plan Advisor

Middlebury, VT

**Stats:** $13M under management

[View Profile](https://planprovider.pro/provider/marble-trail-advisors)

# Partner with Top ERISA 3(21) Investment Advisors

Managing a corporate retirement plan requires navigating a complex landscape of investment choices, regulatory obligations, and fiduciary liabilities. For plan sponsors who want to retain final authority over their plan's investment menu but require professional expertise to make informed decisions, hiring an **ERISA 3(21) investment advisor** is the ideal strategy. These professionals act as "co-fiduciaries," working alongside you to ensure your plan remains competitive, compliant, and beneficial for your employees.

## What is a 3(21) Fiduciary Advisor?

Under ERISA Section 3(21), an advisor is defined as a fiduciary if they render investment advice for a fee. Unlike a 3(38) manager who takes full discretion, a 3(21) advisor serves as a strategic partner. They provide the research, due diligence, and recommendations, but the plan sponsor (typically the investment committee) retains the final say on which funds to add, keep, or remove. This "help me do it" model is perfect for organizations that want to stay involved in the process without shouldering the burden of investment analysis alone.

Key services provided by qualified 3(21) advisors include:

- **Investment Screening:** Rigorous analysis of mutual funds and ETFs to ensure they meet performance and cost benchmarks.

- **Quarterly Monitoring:** Ongoing review of the investment lineup to identify underperforming funds or style drift.

- **Fiduciary Training:** Educating your investment committee on their responsibilities to minimize personal liability.

- **Fee Benchmarking:** helping you evaluate costs against industry standards, often coordinating with [retirement plan providers](https://planprovider.pro/retirement-plans) to negotiate better rates.

## The Difference Between 3(21) and 3(38) Advisors

Choosing between a 3(21) and a 3(38) advisor comes down to how much control—and liability—you wish to delegate. While a 3(21) advisor shares the fiduciary risk with you, a 3(38) investment manager assumes the bulk of the liability for investment selection. Many of the firms listed in our [Plan Advisors](https://planprovider.pro/plan-advisors) directory offer both levels of service, allowing you to scale your engagement as your company's needs evolve.

## Mitigating Risk and Ensuring Compliance

One of the primary reasons to engage a 3(21) advisor is risk mitigation. The Department of Labor focuses heavily on procedural prudence—not just investment results. A 3(21) advisor helps you document your decision-making process, creating a paper trail that is vital during regulatory reviews. They often collaborate with other professionals, such as [ERISA attorneys](https://planprovider.pro/erisa-attorneys) and [auditors](https://planprovider.pro/auditors), to ensure that your plan's governance structure is legally sound.

Explore our comprehensive list of ERISA 3(21) investment advisors to find a partner who aligns with your fiduciary goals and helps you build a retirement plan that empowers your workforce.

[View full interactive listing on PlanProvider.Pro](https://planprovider.pro/3-21-investment-advisors?page=18)

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